Faculty Bibliography

BACKGROUND: Tuberculosis (TB) causes 1.45 million deaths annually world wide, the majority of which occur in the developing world. Active TB disease represents immune failure to control latent infection from airborne spread. Acid-fast bacillus (AFB) seen on sputum smear is a biomarker for contagiousness. METHODS: We enrolled 73 tuberculosis patients with extensive infiltrates into a research study using bronchoalveolar lavage (BAL) to sample lung immune cells and assay BAL cell cytokine production. All patients had sputum culture demonstrating Mycobacterium tuberculosis and 59/73 (81%) had AFB identified by microscopy of the sputum. Compared with smear negative patients, smear positive patients at presentation had a higher proportion with smoking history, a higher proportion with temperature >38.5(0) C, higher BAL cells/ml, lower percent lymphocytes in BAL, higher IL-4 and IL-12p40 in BAL cell supernatants. There was no correlation between AFB smear and other BAL or serum cytokines. Increasing IL-4 was associated with BAL PMN and negatively associated with BAL lymphocytes. Each 10-fold increase in BAL IL-4 and IL-12p40 increased the odds of AFB smear positivity by 7.4 and 2.2-fold, respectively, in a multi-variable logistic model. CONCLUSION: Increasing IL-4 and IL-12p40 production by BAL cells are biomarkers for AFB in sputum of patients who present with radiographically advanced TB. They likely reflect less effective immune control of pathways for controlling TB, leading to patients with increased infectiousness.

Pulmonary vascular loss is an early feature of chronic obstructive pulmonary disease. Biomarkers of inflammation and of metabolic syndrome, predicts loss of lung function in World Trade Center Lung Injury(WTC-LI). We investigated if other cardiovascular disease (CVD) biomarkers also predicted WTC-LI.This nested case-cohort study used 801 never smoker, WTC exposed firefighters with normal pre-9/11 lung function presenting for subspecialty pulmonary evaluation (SPE) before March, 2008. A representative sub-cohort of 124/801 with serum drawn within six months of 9/11 defined CVD biomarker distribution. Post-9/11/01 FEV1 at subspecialty exam defined cases: susceptible WTC-LI cases with FEV1/=107% (68/801). All models were adjusted for WTC exposure intensity, BMI at SPE, age at 9/11, and pre-9/11 FEV1.Susceptible WTC-LI cases had higher levels of Apo-AII, CRP, and MIP-4 with significant RRs of 3.85, 3.93, and 0.26 respectively with an area under the curve (AUC) of 0.858. Resistant WTC-LI cases had significantly higher sVCAM and lower MPO with RRs of 2.24, and 2.89 respectively; AUC 0.830.Biomarkers of CVD in serum six-month post-9/11 predicted either susceptibility or resistance to WTC-LI. These biomarkers may define pathways producing or protecting subjects from pulmonary vascular disease and associated loss of lung function after an irritant exposure.

BACKGROUND: Few longitudinal studies characterize firefighters' pulmonary function. We sought to determine whether firefighters have excessive FEV1 decline rates compared with controls. METHODS: We examined serial FEV1s from approximately 6 months pre-hire to approximately 5 years post-hire in newly-hired male, never-smoking, non-Hispanic Black and White firefighters, hired between 2003-2006, without prior respiratory disease or World Trade Center exposure. Similarly-defined Emergency Medical Service (EMS) workers served as controls. RESULTS: Through 6/30/2011, 940 (82%) firefighters and 97 (72%) EMS workers who met study criteria had >/=4 acceptable post-hire spirometries. Pre-hire FEV1% averaged higher for firefighters than EMS: 99% vs. 95%, reflecting more stringent job entry criteria. FEV1 (adjusted for baseline age & height) declined by an average of 45ml/yr both for firefighters and EMS, with Fire-EMS decline rate differences averaging 0.2 ml/yr (CI -9.2,9.6). 4% of each group had FEV1<lower limit of normal before hire, increasing to 7% for firefighters and 17.5% for EMS, but similar percentages of both groups had adjusted FEV1 decline rates >10%. Mixed effects modeling showed significant influence of weight gain but not baseline weight: FEV1 declined by approximately 8 ml per kg gained for both groups. Adjusting for weight change, FEV1 decline averaged 38 ml/yr for firefighters, 34 ml/yr for EMS. CONCLUSION: During the first 5 years of duty, firefighters do not show greater longitudinal FEV1 decline than EMS controls, and fewer of them develop abnormal lung function. Weight gain is associated with a small loss of lung function, of questionable clinical relevance in this fit and active population.1Pulmonary Medicine Division, Dept of Medicine, Montefiore Medical Center and Albert Einstein College of Medicine, Bronx, NY. taldrich@montefiore.org; mdinkels@montefiore.org2Bureau of Health Services and Office of Medical Affairs, New York City Fire Dept, Brooklyn, NY. Yef@fdny.nyc.gov; webberm@fdny.nyc.gov; cosenzka@fdny.nyc.gov; christv@fdny.nyc.gov; kellykj@fdny.nyc.gov; Prezand@fdny.nyc.gov3Biostatistics Division, Dept of Epidemiology and Population Health, Albert Einstein College of Medicine, Bronx, NY. charles.hall@einstein.yu.edu; hillel.cohen@einstein.yu.edu4Epidemiology Division, Dept of Epidemiology and Population Health, Albert Einstein College of Medicine, Bronx, NY. webberm@fdny.nyc.gov; hillel.cohen@einstein.yu.edu5Pulmonary Medicine Division, Dept of Medicine, NYU School of Medicine, NY, NY. michael.weiden@nyumc.org; anna.nolan@med.nyu.eduAddress reprint requests to: Thomas Aldrich, MD, Pulmonary Medicine Division, Montefiore Medical Center, 111 East 210th St., Bronx, NY 10467, or taldrich@montefiore.orgFunding/Support:This work was supported by the National Institutes of Health [Grants K23HL084191, K24A1080298, RO1HL057879, HL090316, U01CA008617, U10-OH008243, U10-OH008242].

RATIONALE: The World Trade Center (WTC) destruction exposed ~13,000 FDNY rescue workers to aerosolized particulate matter. A subset of these patients developed obstructive lung disease. Matrix metalloproteinases(MMPs) and tissue inhibitors of metalloproteinases (TIMPs) are important in tissue remodeling and are implicated in the development of airflow obstruction. Our work is focused on quantifying serum levels of these protease/antiproteases and determining their potential role in WTC-Lung Injury (WTC-LI). METHODS: In a nested case-control study of symptomatic non-smoking male firefighters with pre and post-9/11 spirometry data(N=1720), we defined cases (N=68) as having an FEV₁ at subspecialty pulmonary evaluation(SPE) in the lowest 12.5% of the cohort. Controls (N=119) were chosen from a random population stratified on BMI and FEV1at SPE. Serum drawn within six months of 9/11/2001, prior to the development of advanced WTC-LI, was assayed for MMP-1, MMP-2, MMP-3, MMP-7, MMP-8, MMP-9, MMP-12, MMP-13, TIMP-1, TIMP-2, TIMP-3, and TIMP-4 by commercially available multiplex assays for Luminex(R&D Systems; Affymetrix). FEV₁ at SPE was correlated with serum MMP and TIMP. RESULTS: Cases and controls were compared by Pearson Chi-Square and Mann-Whitney U test where appropriate. Cases and controls were not significantly different in age, years of service, and WTC exposure intensity. Cases had significantly lower MMP-1 and MMP-3 than controls; Cases had elevated MMP-7, MMP-12, and MMP-13. MMP-2, MMP-8, MMP-9, TIMP-1, TIMP-2, TIMP-3, and TIMP-4 were not significantly different between cases and controls. At the time of SPE, cases had FEV_1%pred median(IQR) of 72(66-74), whereas controls had 96(88-104). Cases had a significantly lower DLCO, higher methacholine slope, and a greater number of subjects with a bronchodilator response compared to controls. There was no difference between cases and controls in airtrapping or in bronchial wall thickening by CT. Logistic regression modeling was used to determine the potential biomarkers' ability to predict WTC-LI. Elevated levels of MMP-12 had an odds ratio(OR) of being a case of 3.89, whereas elevated levels of MMP-3 and TIMP-3 had OR of being a control of 3.75 and 2.37. The model had Sensitivity of 48.5%, Specificity of 85.7% and a ROC Curve AUC of 0.757(95%CI:0.687-0.827), Figure 1. CONCLUSIONS: Serum levels of MMP and TIMP soon after 9/11 predicted lung function decline seven years later. The study finds that elevated MMP-12 is a risk factor for lung injury, whereas elevated MMP-3 and TIMP-3 are protective factors. These biomarkers of future lung injury may identify those most at risk for obstructive lung disease. (Figure Presented)

Introduction: Achalasia is an esophageal dysmotility disorder. Rarely, untreated achalasia can lead to massive dilatation of the esophagus causing tracheal compression and respiratory compromise. We report a case of achalasia causing acute life-threatening ventilatory failure requiring emergent bronchoscopic management. Case report: A forty-seven year old female with presumptive achalasia was admitted to an outside hospital with shortness of breath, six months of weight loss and progressive inability to tolerate oral intake. Chest CT showed a massively dilated esophagus with anterior displacement and compression of the trachea and mainstem bronchi. Two days after admission, she was allowed to eat and developed respiratory distress requiring intubation. Soon after transfer to our institution she was extubated and was without stridor. Esophagogastroduodenoscopy demonstrated an esophagus full of food and inability to pass the endoscope into the stomach. A liquid diet was recommended but the patient continued to eat solids. Several days later the patient vomited, aspirated and developed respiratory distress. She was found to have a pH of 6.86, pCO₂ of 193mmHg and pO₂ of 87mmHg. Airway examination demonstrated diffuse neck enlargement and during direct laryngoscopy only the epiglottis could be visualized. An endotracheal (ET) tube was placed and secured at 20cm at the incisors. However ventilation was nearly impossible with high inspiratory pressures, minimal tidal volume and extremely prolonged exhalation. Bronchoscopy revealed severe extrinsic compression of the trachea and mainstem bronchi (figure 1) causing occlusion of the trachea below the level of the ET tube. The ET tube was advanced to 1cm above the carina with normalization of airway pressures. Several hours later desaturation occurred and clinical exam as well as chest radiograph revealed right mainstem intubation. Bronchoscopy was again performed and the ET tube was placed with the tip immediately above the carina when the neck was in full flexion. Chest CT confirmed previous findings (figure 2). Discussion: There are approximately 30 reported cases of achalasia causing respiratory compromise due to tracheal compression and only a handful of these required intubation for respiratory failure. This case is unique in that the dilated esophagus caused anterior displacement of the larynx, complicating laryngoscopy, and compression of almost the entire trachea, requiring bronchoscopy to precisely place the ET tube to stent open the airway to permit ventilation. This case highlights that achalasia is a possible cause of extrinsic laryngeal, tracheal and bronchial compression whose management may be optimized using fiberoptic bronchoscopy. (Figure Presented)

RATIONALE: The destruction of the World Trade Center (WTC) led to the exposure of over 300,000 rescue workers and residents to particulate matter (WTC-PM) and other products of combustion. Victims have suffered from a wide array of adverse health effects. Particulates up to 50 microns have been recovered from the airways of rescue workers 10 months after the event. Our study focuses on understanding the cytokine and chemokines elaboration from the ex-vivo exposure of human alveolar macrophages (AM) from 15 subjects exposed to WTC-PM₅₃ and PM_2.5. METHODS: AM from 15 volunteers with normal chest radiographs were incubated in media alone (MA) to measure spontaneous cytokine release, LPS 40 ng/ml as a positive control, or suspensions of WTC-PM₅₃ and WTC-PM_2.5 at concentrations of 10, 50 and 100 mug/mL to assess the impact of WTC dust. Supernatants were assayed for 39 pro-inflammatory chemokines and cytokines 24 hours after exposure. RESULTS: PM₅₃ and PM_2.5 produced dose dependent analyte induction for a majority of the chemokines and cytokines. WTC-PM53 induced significantly more GM-CSF, G-CSF, IL-6, TNF-alpha, IL-10, IL-1beta, IP-10 and GRO than fine WTC-PM_2.5, Table 1. PM₅₃ 100mug/mL induced more GM-CSF than LPS 40ng/ml. For all other cytokines and chemokines tested PM₅₃ induced less analyte than LPS. Baseline GM-CSF and MDC elaboration varied in AM preparations; the median GM-CSF concentration was 16.4(IQR: 7-66) pg/mL, and MDC was 1803(483-3348). There was a strong correlation between baseline elaboration and dust induced GM-CSF and MDC; the correlation coefficients between baseline and dust-induced GM-CSF and MDC expression are shown in Table 2. CONCLUSIONS: Ex-vivo exposure of human AM to coarse WTC-PM53 stimulated production of significantly more inflammatory mediators than fine WTC-PM_2.5, suggesting that inhalation of coarse PM at the WTC produced high incidence of lung injury in those exposed. There was patient specific variation in response to dust that may contribute to individual susceptibility to lung injury after irritant dust exposure. (Table presented)

RATIONALE: The World Trade Center(WTC) collapse exposed over 300,000 rescue workers and residents to high amounts of particulate matter from debris. WTC-exposed FDNY rescue workers with pulmonary symptoms had primarily obstructive physiology. WTC exposure has also been linked to cardiovascular disease(CVD). Both CVD and COPD are characterized by systemic inflammation. Subjects with COPD are at greater risk for developing CVD. However the mechanism that links these two disease processes is poorly understood. Our goal was to quantify serum biomarkers of CVD present within six months of WTC-PM exposure. We then developed a predictive model that determines the odds of having WTC-Lung Injury(WTC-LI) within seven years after exposure. METHODS: A nested Case-Control design was used to identify the association of CVD biomarkers and development of WTC-LI post-9/11. All patients were non-smoking males, had normal pre-9/11 lung function, and had heart rate recorded at serum draw. Cases (N=61) were defined as FEV1%Pred in the lowest 12.5 percentile at the time of subspecialty pulmonary evaluation(SPE). Controls (N=109) were defined from a random sample that was enriched for those in the top octile of FEV1%Pred at SPE. We assayed serum collected within six months of 9/11 for biomarkers of CVD: Apolipoproteins(AI, AII, B, CII, CIII, E); C-Reactive Protein; Serum Amyloid A(SAA); Serum Amyloid P(SAP); Macrophage Inflammatory Protein-4(MIP-4, CCL18, PARC). RESULTS: Cases had significantly elevated Apolipoproteins(AI, AII, CII, CIII), SAA, and heart rate compared to controls. Controls had significantly elevated Apo E and MIP-4 compared to cases. Cutpoints were defined to optimize model parameters. The final logistic regression model determined the odds ratio(OR) of being a case using elevated heart rate (OR=3.5), elevated Apo AII(OR=6.8), CRP>3mg/L(OR=5.8), and lower levels of SAA(OR=17.9). Elevated levels of MIP-4 were seen as protective, and had an OR of being a control of 66.7. The model was adjusted for BMI at SPE, age at 9/11, exposure intensity and Pre-9/11 FEV1%Pred. The model had sensitivity of 74% and specificity of 85%. A ROC analysis determined an AUC of 0.891(95%CI:0.840-0.942), Figure 1. CONCLUSIONS: CVD biomarkers present in serum six months post-9/11 predict accelerated decline in lung function after exposure to WTC dust. The strong predictive ability of the model suggests that CVD biomarkers can also be used to predict lung injury. This suggests potential overlapping pathways of inflammation in CVD and lung injury in response to irritant exposure. (Figure Presented) Macrophage Inflammatory Protein-4; 3mg/L for CRP. The final logistic regression model used the cut points as predictors of airflow obstruction at subspecialty pulmonary evaluation. The models were adjusted for age, BMI, exposure intensity, and pre-9/11 FEV1% Predicted. The AUC of the final model was 0.891 (CI: 0.840-0.942). Sensitivity of the model is 74%; Specificity is 85%

RATIONALE: Biomarkers of sepsis severity and mortality are an important area of investigation. Our group has shown that increased serum levels of soluble(s)CD28 and sCD40L are predictive of mortality from sepsis. This has more recently been validated by other groups. We hypothesize that the release of microparticles(MPs) bound to co-stimulatory molecules into the circulation is one of the causes of disseminated inflammation. The mechanism producing sCD28 and sCD40L is unknown. We have previously shown that MP activity is induced in murine sepsis. Our current work is focused on using flow-cytometry to identify the characteristics of MPs and determine if they express CD28 and CD40L in sepsis models. METHODS: in vivo: Polymicrobial sepsis was induced in C57BL/6 mice using 19-Gauge cecal ligation and puncture(CLP) and citrated plasma was collected by cardiac puncture 18 hours later. in vitro: RAW264.7 cells 2x106 cells/mL in a 6 well plate were exposed to LPS(40 ng/mL) or media alone and incubated overnight. MP Isolation: MP containing supernatants were centrifuged at 1,500gX15 min and ultracentrifugation at 70,000gX30 min. Flow Cytometric Analysis was performed to quantify MP populations in the in vivo and in vitro models (AccuriC6). Forward scatter(FSC) and side scatter(SSC) of light was set in logarithmic scale, and the threshold was set at the FSC parameter(FS=1). The fluorescence channels were also set at logarithmic gain. Standard fluorescent microbeads(1 mum) were used to set the MP gate. In order to distinguish true events from electronic noise and increase the specificity of microparticle detection, events in the MP gate were further discriminated by labeling with PE-Annexin-V. MP expression of CD28/CD40L was determined using APC-labeled CD28 and PerCP-labeled CD40L. RESULTS: MPs were imaged using TEM, Figure 1. MPs were identified and characterized using flow cytometry, Figure 2A-B. Plasma from operated septic mice had 2.5-fold greater Annexin-V+ MPs compared to unoperated non-septic controls, Figure 2C. Annexin-V+ MPs were 3.5-fold greater in RAW cells exposed to LPS as compared to control. We have observed MPs expressing CD28 and CD40L in the serum of septic mice. CONCLUSIONS: MP counts are higher in both in vivo and in vitro models of sepsis as compared to unoperated non-septic controls. Preliminary data shows that MPs may be carriers of biologically active CD28 and CD40L. Future experiments will further delineate inflammatory mediators expressed on the surface of MPs and their role in sepsis. (Figure Presented)

BACKGROUND: The WTC collapse exposed over 300,000 people to high concentrations of WTC-PM; particulates up to approximately 50 mm were recovered from rescue workers' lungs. Elevated MDC and GM-CSF independently predicted subsequent lung injury in WTC-PM-exposed workers. Our hypotheses are that components of WTC dust strongly induce GM-CSF and MDC in AM; and that these two risk factors are in separate inflammatory pathways. METHODOLOGY/PRINCIPAL FINDINGS: Normal adherent AM from 15 subjects without WTC-exposure were incubated in media alone, LPS 40 ng/mL, or suspensions of WTC-PM(10-53) or WTC-PM(2.5) at concentrations of 10, 50 or 100 microg/mL for 24 hours; supernatants assayed for 39 chemokines/cytokines. In addition, sera from WTC-exposed subjects who developed lung injury were assayed for the same cytokines. In the in vitro studies, cytokines formed two clusters with GM-CSF and MDC as a result of PM(10-53) and PM(2.5). GM-CSF clustered with IL-6 and IL-12(p70) at baseline, after exposure to WTC-PM(10-53) and in sera of WTC dust-exposed subjects (n = 70) with WTC lung injury. Similarly, MDC clustered with GRO and MCP-1. WTC-PM(10-53) consistently induced more cytokine release than WTC-PM(2.5) at 100 microg/mL. Individual baseline expression correlated with WTC-PM-induced GM-CSF and MDC. CONCLUSIONS: WTC-PM(10-53) induced a stronger inflammatory response by human AM than WTC-PM(2.5). This large particle exposure may have contributed to the high incidence of lung injury in those exposed to particles at the WTC site. GM-CSF and MDC consistently cluster separately, suggesting a role for differential cytokine release in WTC-PM injury. Subject-specific response to WTC-PM may underlie individual susceptibility to lung injury after irritant dust exposure.