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Pelvic Compensation in Sagittal Malalignment: How Much Retroversion Can the Pelvis Accommodate?

Beyer, George; Khalifé, Marc; Lafage, Renaud; Yang, Jingyan; Elysee, Jonathan; Frangella, Nicholas; Steinmetz, Leah; Ge, David; Varlotta, Christopher; Stekas, Nicholas; Manning, Jordan; Protopsaltis, Themistocles; Passias, Peter; Buckland, Aaron; Schwab, Frank; Lafage, Virginie
STUDY DESIGN/METHODS:Single-center retrospective study. OBJECTIVE:Investigate how differing degrees of PI modulate the recruitment of pelvic tilt (PT) in response to similar amounts of sagittal malalignment as measured by T1-Pelvic Angle (TPA). SUMMARY OF BACKGROUND DATA/BACKGROUND:Past research has shown that some patients do not recruit PT in response to sagittal malalignment. Given the anatomic relationship between PI and PT, we sought to determine whether differing PI is associated with variable recruitment of PT. METHODS:Single-center retrospective study of 2077 patients undergoing full body radiographs and TPA>10°. Five groups of patients (Very Low, Low, Average, High, and Very High PI) were defined utilizing PI ranges on a gaussian distribution. Linear regression (LR) evaluated correlation of TPA to PT within each PI group. Multivariate LR evaluated whether correlation between TPA and PT differed between each PI group. RESULTS:Mean PT increased with increasing levels of PI (p < 0.05). Within the full cohort, PT correlated with TPA (r = 0.80, p < 0.001). Multivariate LR revealed significant differences between slopes and intercepts of the linear relationship between PT and TPA within the PI groups. Compared to patients with an average PI, patients with Very Low PI had 3.4° lower PT while holding TPA constant (p < 0.001). Further, patients with Very High PI displayed a PT of 1.9° higher than patients with an Average PI while holding TPA constant (p = 0.01). A similar difference of -1.8°, and 1.2° with respect to the Average PI group was observed in the Low and High PI groups, respectively (p < 0.001). Means and standard deviations of PT at varying levels of TPA were defined for PI groups. CONCLUSIONS:This is the first study which demonstrated that PI is associated with varied recruitment of PT while maintaining constant sagittal malalignment. The results reported herein are intended to allow surgeons to assess a patient's magnitude of compensatory PT for an individual patient's PI. LEVEL OF EVIDENCE/METHODS:3.
PMID: 31513105
ISSN: 1528-1159
CID: 4115402

Age and Gender Confound PROMIS Scores in Spine Patients With Back and Neck Pain

Jevotovsky, David S; Tishelman, Jared C; Stekas, Nicholas; Moses, Michael J; Karia, Raj J; Ayres, Ethan W; Fischer, Charla R; Buckland, Aaron J; Errico, Thomas J; Protopsaltis, Themistocles S
STUDY DESIGN/UNASSIGNED:This was a single-center retrospective review. OBJECTIVES/UNASSIGNED:To explore how age and gender affect PROMIS scores compared with traditional health-related quality of life (HRQL) in spine patients. METHODS/UNASSIGNED:Patients presenting with a primary complaint of back pain (BP) or neck pain (NP) were included. Legacy HRQLs were Oswestry Disability Index (ODI), Neck Disability Index (NDI), and Visual Analogue Scale (VAS). PROMIS Physical Function (PF), Pain Intensity (Int), and Pain Interference (Inf) were also administered to patients in a clinical setting. Patients were grouped by chief complaint, age (18-44, 45-64, 65+ years) and gender. Two parallel analyses were conducted to identify the effects of age and gender on patient-reported outcomes. Age groups were compared after propensity-score matching by VAS-pain and gender. Separately, genders were compared after propensity-score matching by age and VAS-pain. RESULTS/UNASSIGNED:= .022) but not PROMIS-Int or PROMIS-Inf. CONCLUSIONS/UNASSIGNED:Age and gender confound traditional HRQLs as well as PROMIS domains. However, PROMIS offers age and gender-specific scores, which traditional HRQLs lack.
PMID: 32875861
ISSN: 2192-5682
CID: 4583312

The Importance of C2-Slope, a Singular Marker of Cervical Deformity, Correlates with Patient Reported Outcomes

Protopsaltis, Themistocles S; Ramchandran, Subaraman; Tishelman, Jared C; Smith, Justin S; Neuman, Brian J; Mundis, Gregory M; Lafage, Renaud; Klineberg, Eric O; Hamilton, D Kojo; LaFage, Virginie; Gupta, Munish C; Hart, Robert A; Schwab, Frank J; Burton, Douglas C; Bess, Shay; Shaffrey, Christopher I; Ames, Christopher P
STUDY DESIGN/METHODS:Retrospective review of a prospectively-collected database. OBJECTIVE:To define a simplified singular measure of cervical deformity (CD), C2 slope (C2S), which correlates with post-operative outcomes. SUMMARY OF BACKGROUND DATA/BACKGROUND:Sagittal malalignment of the cervical spine, defined by the cervical sagittal vertical axis (cSVA), has been associated with poor outcomes following surgical correction of the deformity. There has been a proliferation of parameters to describe cervical deformity (CD). This added complexity can lead to confusion in classifying, treating and assessing outcomes of CD surgery. METHODS:A prospective database of CD patients was analyzed. Inclusion criteria were cervical kyphosis>10°, cervical scoliosis>10°, cSVA>4 cm, or chin-brow vertical angle (CBVA) >25°. Patients were categorized into two groups and compared based on whether the apex of the deformity was in the cervical (C) or the cervicothoracic (CT) region. Radiographic parameters were correlated to C2S, T1-slope (T1S) and 1-year health-related quality-of-life (HRQL) outcomes as measured by the EuroQol 5 Dimension questionnaire (EQ5D), modified Japanese Orthopedic Association Scale (mJOA), numeric rating scale for neck pain (NRS neck), and the Neck Disability Index (NDI). RESULTS:104 CD patients (C = 74, CT = 30; mean age 61y, 56% women, 42% revisions) were included. CT patients had higher baseline cSVA and T1S (p < 0.05). C2S correlated with T1 slope minus cervical lordosis (TS-CL) (r = 0.98, p < 0.001) and C0-C2 angle, cSVA, CL, T1S (r = 0.37-0.65, p < .001). Correlation of cSVA with C0-C2 was weaker (r = 0.48, p < .001). At 1-year postoperatively, higher C2S correlated with worse EQ-5D (r = 0.28, p = .02); in CT patients, higher C2S correlated with worse NDI, mJOA, NRS neck and EQ5D (all r > 0.5, p≤.05). Using linear regression, moderate disability by EQ5D corresponded to C2S of 20°(r = 0.08). For CT patients, C2S = 17° corresponded to moderate disability by NDI (r = 0.4), and C2S = 20° by EQ5D (r = 0.25). CONCLUSION/CONCLUSIONS:C2S correlated with upper-cervical and subaxial alignment. C2S correlated strongly with TS-CL (R = .98, p < .001) because C2S is a mathematical approximation of TS-CL. C2S is a useful marker of CD, linking the occipitocervical and cervico-thoracic spine. C2S defines the presence of a mismatch between cervical lordosis and thoracolumbar alignment. Worse 1-year postoperative C2 slope correlated with worse health outcomes. LEVEL OF EVIDENCE/METHODS:3.
PMID: 31513111
ISSN: 1528-1159
CID: 4088262

Operative fusion of patients with metabolic syndrome increases risk for perioperative complications

Pierce, Katherine E; Kapadia, Bhaveen H; Bortz, Cole; Brown, Avery; Alas, Haddy; Naessig, Sara; Ahmad, Waleed; Vasquez-Montes, Dennis; Manning, Jordan; Wang, Erik; Maglaras, Constance; Raman, Tina; Protopsaltis, Themistocles S; Buckland, Aaron J; Passias, Peter G
Metabolic syndrome is a clustering of clinical findings defined in the literature including hypertension, high glucose, abdominal obesity, high triglyceride, and low high-density lipoprotein cholesterol levels. The purpose of this study was to assess perioperative outcomes in patients undergoing spine fusion surgery with (MetS) and without (no-MetS) a history of metabolic syndrome. Included: Patients ≥18 yrs old undergoing spine fusion procedures diagnosed with MetS components with BL and 1-year follow-up were isolated in a single-center database. Patients in the two groups were propensity score matched for levels fused. 250 spine fusion patients (58 yrs, 52.2%F, 39.0 kg/m2) with an average CCI of 1.92 were analyzed. 125 patients were classified with MetS (60.2 yrs, 52%F, CCI: 3.2). MetS patients were significantly older (p = 0.012). MetS patients underwent significantly more open (Met-S: 78.4% vs No-MetS: 45.6%, p < 0.001) and posterior approached procedures (Met-S: 60.8% vs No-MetS: 47.2%, p = 0.031). Mean operative time: 272.4 ± 150 min (MetS: 288.1 min vs. no-MetS: 259.7; p = 0.089). Average length of stay: 4.6 days (MetS: 5.27 vs no-MetS: 3.95; p = 0.095). MetS patients had more post-operative complications (29.6% vs. 18.4%; p = 0.038), specifically neuro (6.4% vs 2.4%), pulmonary (4% vs. 1.6%), and urinary (4.8% vs 2.4%) complications. Binary logistic regression analyses found that MetS was an independent risk factor for post-operative complications (OR: 1.865 [1.030-3.375], p = 0.040). With longer surgeries and greater open-exposure types, MetS patients were at greater risk for complications, despite controlling for total number of levels fused. Surgeons should be aware of the increased threat to spine surgery patients with metabolic syndrome in order to optimize surgical decision-making.
PMID: 31899085
ISSN: 1532-2653
CID: 4251862

MRI Radiological Predictors of Requiring Microscopic Lumbar Discectomy After Lumbar Disc Herniation

Varlotta, Christopher G; Ge, David H; Stekas, Nicholas; Frangella, Nicholas J; Manning, Jordan H; Steinmetz, Leah; Vasquez-Montes, Dennis; Errico, Thomas J; Bendo, John A; Kim, Yong H; Stieber, Jonathan R; Varlotta, Gerard; Fischer, Charla R; Protopsaltis, Themistocles S; Passias, Peter G; Buckland, Aaron J
Study Design/UNASSIGNED:Retrospective cohort study. Objective/UNASSIGNED:To investigate radiological differences in lumbar disc herniations (herniated nucleus pulposus [HNP]) between patients receiving microscopic lumbar discectomy (MLD) and nonoperative patients. Methods/UNASSIGNED:test and chi-square analyses compared differences in the groups, binary logistic regression analysis determined odds ratios (ORs), and decision tree analysis compared the cutoff values for risk factors. Results/UNASSIGNED:< .01). Conclusion/UNASSIGNED:Patients who underwent MLD treatment had significantly different axial HNP area, frequency of caudal migration, magnitude of cephalad/caudal migration, and disc herniation MRI signal compared to patients with nonoperative treatment.
PMCID:6963358
PMID: 32002351
ISSN: 2192-5682
CID: 4294392

Development of a Novel Cervical Deformity Surgical Invasiveness Index

Passias, Peter G; Horn, Samantha R; Soroceanu, Alexandra; Oh, Cheongeun; Ailon, Tamir; Neuman, Brian J; Lafage, Virginie; Lafage, Renaud; Smith, Justin S; Line, Breton; Bortz, Cole A; Segreto, Frank A; Brown, Avery; Alas, Haddy; Pierce, Katherine E; Eastlack, Robert K; Sciubba, Daniel M; Protopsaltis, Themistocles S; Klineberg, Eric O; Burton, Douglas C; Hart, Robert A; Schwab, Frank J; Bess, Shay; Shaffrey, Christopher I; Ames, Christopher P
STUDY DESIGN/METHODS:Retrospective review. OBJECTIVE:The aim of this study was to develop a novel surgical invasiveness index for cervical deformity (CD) surgery that incorporates CD-specific parameters. SUMMARY OF BACKGROUND DATA/BACKGROUND:There has been a surgical invasiveness index for general spine surgery and adult spinal deformity, but a CD index has not been developed. METHODS:CD was defined as at least one of the following: C2-C7 Cobb > 10°, cervical lordosis (CL) > 10°, cervical sagittal vertical axis (cSVA) > 4 cm, chin brow vertical angle (CBVA) > 25°. Consensus from experienced spine and neurosurgeons selected weightings for each variable that went into the invasiveness index. Binary logistic regression predicted high operative time (>338 minutes), estimated blood loss (EBL) (>600 cc), or length of stay (LOS; > 5 days) based on the median values of operative time, EBL and LOS. Multivariable regression modeling was utilized to construct a final model incorporating the strongest combination of factors to predict operative time, LOS, and EBL. RESULTS:85 CD patients were included (61yrs, 66%F). The variables in the newly developed CD invasiveness index with their corresponding weightings were: history of prior cervical surgery (3), anterior cervical discectomy and fusion (ACDF) (2/level), corpectomy (4/level), levels fused (1/level), implants (1/level), posterior decompression (2/level), Smith-Peterson osteotomy (2/level), three column osteotomy (8/level), fusion to upper cervical spine (2), absolute change in T1 slope minus cervical lordosis (TS-CL), cSVA, T4-T12 thoracic kyphosis and sagittal vertical axis (SVA) from baseline to 1-year. The newly developed CD-specific invasiveness index strongly predicted long LOS (R = 0.310, p < 0.001), high EBL (R = 0.170, p = 0.011), and extended operative time (R = 0.207, p = 0.031). A second analysis used multivariable regression modeling to determine which combination of factors in the newly developed index were the strongest determinants of operative time, LOS, and EBL. The final predictive model included: number of corpectomies, levels fused, decompression, combined approach, and absolute changes in SVA, cSVA and TK. This model predicted EBL (R = 0.26), operative time (R = 0.12), and LOS (R = 0.13). CONCLUSIONS:Extended length of stay, operative time, and high blood loss were strongly predicted by the newly developed CD invasiveness index, incorporating surgical factors and radiographic parameters clinically relevant for patients undergoing cervical deformity corrective surgery. LEVELS OF EVIDENCE/METHODS:4.
PMID: 31361727
ISSN: 1528-1159
CID: 4010932

Predicting the Occurrence of Postoperative Distal Junctional Kyphosis in Cervical Deformity Patients

Passias, Peter G; Horn, Samantha R; Oh, Cheongeun; Lafage, Renaud; Lafage, Virginie; Smith, Justin S; Line, Breton; Protopsaltis, Themistocles S; Yagi, Mitsuru; Bortz, Cole A; Segreto, Frank A; Alas, Haddy; Diebo, Bassel G; Sciubba, Daniel M; Kelly, Michael P; Daniels, Alan H; Klineberg, Eric O; Burton, Douglas C; Hart, Robert A; Schwab, Frank J; Bess, Shay; Shaffrey, Christopher I; Ames, Christopher P
BACKGROUND:Distal junctional kyphosis (DJK) development after cervical deformity (CD)-corrective surgery is a growing concern for surgeons and patients. Few studies have investigated risk factors that predict the occurrence of DJK. OBJECTIVE:To predict DJK development after CD surgery using predictive modeling. METHODS:CD criteria was at least one of the following: C2-C7 Coronal/Cobb > 10°, C2-7 sagittal vertical axis (cSVA) > 4 cm, chin-brow vertical angle > 25°. DJK was defined as the development of an angle <-10° from the end of fusion construct to the second distal vertebra, and change in this angle by <-10° from baseline to postoperative. Baseline demographic, clinical, and surgical information were used to predict the occurrence of DJK using generalized linear modeling both as one overall model and as submodels using baseline demographic and clinical predictors or surgical predictors. RESULTS:One hundred seventeen CD patients were included. At any postoperative visit up to 1 yr, 23.1% of CD patients developed DJK. DJK was predicted with high accuracy using a combination of baseline demographic, clinical, and surgical factors by the following factors: preoperative neurological deficit, use of transition rod, C2-C7 lordosis (CL)<-12°, T1 slope minus CL > 31°, and cSVA > 54 mm. In the model using only baseline demographic/clinical predictors of DJK, presence of comorbidities, presence of baseline neurological deficit, and high preoperative C2-T3 angle were included in the final model (area under the curve = 87%). The final model using only surgical predictors for DJK included combined approach, posterior upper instrumented vertebrae below C4, use of transition rod, lack of anterior corpectomy, more than 3 posterior osteotomies, and performance of a 3-column osteotomy. CONCLUSION/CONCLUSIONS:Preoperative assessment and consideration should be given to these factors that are predictive of DJK to mitigate poor outcomes.
PMID: 31838540
ISSN: 1524-4040
CID: 4243422

Upper-thoracic versus lower-thoracic upper instrumented vertebra in adult spinal deformity patients undergoing fusion to the pelvis: surgical decision-making and patient outcomes

Daniels, Alan H; Reid, Daniel B C; Durand, Wesley M; Hamilton, D Kojo; Passias, Peter G; Kim, Han Jo; Protopsaltis, Themistocles S; Lafage, Virginie; Smith, Justin S; Shaffrey, Christopher I; Gupta, Munish; Klineberg, Eric; Schwab, Frank; Burton, Douglas; Bess, Shay; Ames, Christopher P; Hart, Robert A
OBJECTIVE:Optimal patient selection for upper-thoracic (UT) versus lower-thoracic (LT) fusion during adult spinal deformity (ASD) correction is challenging. Radiographic and clinical outcomes following UT versus LT fusion remain incompletely understood. The purposes of this study were: 1) to evaluate demographic, radiographic, and surgical characteristics associated with choice of UT versus LT fusion endpoint; and 2) to evaluate differences in radiographic, clinical, and health-related quality of life (HRQOL) outcomes following UT versus LT fusion for ASD. METHODS:Retrospective review of a prospectively collected multicenter ASD database was performed. Patients with ASD who underwent fusion from the sacrum/ilium to the LT (T9-L1) or UT (T1-6) spine were compared for demographic, radiographic, and surgical characteristics. Outcomes including proximal junctional kyphosis (PJK), reoperation, rod fracture, pseudarthrosis, overall complications, 2-year change in alignment parameters, and 2-year HRQOL metrics (Lumbar Stiffness Disability Index, Scoliosis Research Society-22r questionnaire, Oswestry Disability Index) were compared after controlling for confounding factors via multivariate analysis. RESULTS:Three hundred three patients (169 LT, 134 UT) were evaluated. Independent predictors of UT fusion included greater thoracic kyphosis (odds ratio [OR] 0.97 per degree, p = 0.0098), greater coronal Cobb angle (OR 1.06 per degree, p < 0.0001), and performance of a 3-column osteotomy (3-CO; OR 2.39, p = 0.0351). While associated with longer operative times (ratio 1.13, p < 0.0001) and greater estimated blood loss (ratio 1.31, p = 0.0018), UT fusions resulted in greater sagittal vertical axis improvement (-59.5 vs -41.0 mm, p = 0.0035) and lower PJK rates (OR 0.49, p = 0.0457). No significant differences in postoperative HRQOL measures, reoperation, or overall complication rates were detected between groups (all p > 0.1). CONCLUSIONS:Greater deformity and need for 3-CO increased the likelihood of UT fusion. Despite longer operative times and greater blood loss, UT fusions resulted in better sagittal correction and lower 2-year PJK rates following surgery for ASD. While continued surveillance is necessary, this information may inform patient counseling and surgical decision-making.
PMID: 31860807
ISSN: 1547-5646
CID: 4243722

Validation of the recently developed Total Disability Index: a single measure of disability in neck and back pain patients

Cruz, Dana L; Ayres, Ethan W; Spiegel, Matthew A; Day, Louis M; Hart, Robert A; Ames, Christopher P; Burton, Douglas C; Smith, Justin S; Shaffrey, Christopher I; Schwab, Frank J; Errico, Thomas J; Bess, Shay; Lafage, Virginie; Protopsaltis, Themistocles S
OBJECTIVE:Neck and back pain are highly prevalent conditions that account for major disability. The Neck Disability Index (NDI) and Oswestry Disability Index (ODI) are the two most common functional status measures for neck and back pain. However, no single instrument exists to evaluate patients with concurrent neck and back pain. The recently developed Total Disability Index (TDI) combines overlapping elements from the ODI and NDI with the unique items from each. This study aimed to prospectively validate the TDI in patients with spinal deformity, back pain, and/or neck pain. METHODS:This study is a retrospective review of prospectively collected data from a single center. The 14-item TDI, derived from ODI and NDI domains, was administered to consecutive patients presenting to a spine practice. Patients were assessed using the ODI, NDI, and EQ-5D. Validation of internal consistency, test-retest reproducibility, and validity of reconstructed NDI and ODI scores derived from TDI were assessed. RESULTS:A total of 252 patients (mean age 55 years, 56% female) completed initial assessments (back pain, n = 115; neck pain, n = 52; back and neck pain, n = 55; spinal deformity, n = 55; and no pain/deformity, n = 29). Of these patients, 155 completed retests within 14 days. Patients represented a wide range of disability (mean ODI score: 36.3 ± 21.6; NDI score: 30.8 ± 21.8; and TDI score: 34.1 ± 20.0). TDI demonstrated excellent internal consistency (Cronbach's alpha = 0.922) and test-retest reliability (intraclass correlation coefficient = 0.96). Differences between actual and reconstructed scores were not clinically significant. Subanalyses demonstrated TDI's ability to quantify the degree of disability due to back or neck pain in patients complaining of pain in both regions. CONCLUSIONS:The TDI is a valid and reliable disability measure in patients with back and/or neck pain and can capture each spine region's contribution to total disability. The TDI could be a valuable method for total spine assessment in a clinical setting, and its completion is less time consuming than that for both the ODI and NDI.
PMID: 31812146
ISSN: 1547-5646
CID: 4233932

Younger Patients Are Differentially Affected by Stiffness-Related Disability Following Adult Spinal Deformity Surgery

Durand, Wesley; Daniels, Alan H; Hamilton, David K; Passias, Peter; Kim, Han Jo; Protopsaltis, Themistocles; LaFage, Virginie; Smith, Justin S; Shaffrey, Christopher; Gupta, Munish; Kelly, Michael P; Klineberg, Eric; Schwab, Frank; Burton, Doug; Bess, Shay; Ames, Christopher; Hart, Robert
OBJECT/OBJECTIVE:The LSDI assesses the impact of lumbar stiffness on activities of daily living. We hypothesized that patients <60 years-old would perceive greater lumbar stiffness-related functional limitation following fusion for adult spinal deformity. METHODS:Patients completed the LSDI and SRS-22r questionnaires preoperatively and at 2 years postoperatively. The primary independent variable was patient age <60 vs. ≥60 years-old. Multivariable regression analyses were utilized. RESULTS:In total, 267 patients were analyzed. Patients <60 years-old (51.3%) and ≥60 years-old (48.7%) were evenly represented. In bivariable analysis, patients <60 years-old exhibited lower LSDI at baseline vs. patients ≥60 years-old (25.7 vs. 35.5, β -9.8, p<0.0001), but a directionally smaller difference at 2-years (26.4 vs. 32.3, β -5.8, p=0.0147). LSDI was associated with lower SRS-22r total score among both patients <60 and ≥60 years-old, at both baseline and 2-years (all p<0.0001); the association was stronger among patients <60 vs. ≥60 years-old at 2 years. LSDI was associated with SRS satisfaction scores at 2 years among patients <60 years-old (p<0.0001), but not patients ≥60 years-old (p=0.2250). The difference in SRS satisfaction per unit LSDI between patients <60 years-old and >60 years-old was significant (p=0.0021). CONCLUSIONS:Among ASD patients managed operatively, higher LSDI was associated with inferior SRS-22r total score and satisfaction at 2 years postoperatively. The association between increased LSDI and worse PROMs was greater among patients <60 vs. ≥60 years old. Pre-operative counseling is needed for patients <60 undergoing ASD surgery regarding the effects that lumbar stiffness may have on post-operative function and satisfaction.
PMID: 31479783
ISSN: 1878-8769
CID: 4069022