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Predicting the occurrence of complications following corrective cervical deformity surgery: Analysis of a prospective multicenter database using predictive analytics

Passias, Peter G; Oh, Cheongeun; Horn, Samantha R; Kim, Han Jo; Hamilton, D Kojo; Sciubba, Daniel M; Neuman, Brian J; Buckland, Aaron J; Poorman, Gregory W; Segreto, Frank A; Bortz, Cole A; Brown, Avery E; Protopsaltis, Themistocles S; Klineberg, Eric O; Ames, Christopher; Smith, Justin S; Lafage, Virginie
We developed a predictive model to describe risk factors for complications in cervical deformity surgeries. Cervical deformity (CD) surgical patients are growing in number, but remain under-studied in the literature. CD was defined as at least one of the following: C2-C7 Cobb >10°, CL >10°, cSVA >4 cm, CBVA >25°. Patient demographics and clinical data were assessed as risk factors for medical/surgical complications using multivariate regression models. 123 patients underwent CD surgery (60.6 yrs, 60.8% F). The most common complications were neurologic (24.4%), dysphagia (13.0%), cardiopulmonary (11.4%), infection (9.7%). 51 (41.5%) of patients experienced a medical complication and 73 (59.3%) had a surgical complication. An overall complication was predicted with high accuracy (AUC = 0.79) by the following combinations of factors: higher baseline EQ5D pain and lower baseline EQ5D anxiety/depression scores, and higher cervical and global SVA. A medical complication can be predicted by male gender, baseline mJOA score, and cervical SVA (AUC = 0.770). A surgical complication can be predicted by higher estimated blood loss, lower anxiety scores, and larger global SVA (AUC = 0.739). 64.2% of patients undergoing cervical deformity correction sustained any complication. While the most reliable predictor of the occurrence of a complication involved a cluster of risk factors, a radiographic baseline sagittal parameter of cervical SVA was the strongest isolated predictor for complications across categories. Although these findings are specific to a cervical population with moderate to severe deformities, collectively they can be utilized for pre-operative risk assessment and patient education.
PMID: 30459012
ISSN: 1532-2653
CID: 3479652

Prospective Multicenter Assessment of All-Cause Mortality Following Surgery for Adult Cervical Deformity

Smith, Justin S; Shaffrey, Christopher I; Kim, Han Jo; Passias, Peter; Protopsaltis, Themistocles; Lafage, Renaud; Mundis, Gregory M; Klineberg, Eric; Lafage, Virginie; Schwab, Frank J; Scheer, Justin K; Miller, Emily; Kelly, Michael; Hamilton, D Kojo; Gupta, Munish; Deviren, Vedat; Hostin, Richard; Albert, Todd; Riew, K Daniel; Hart, Robert; Burton, Doug; Bess, Shay; Ames, Christopher P
BACKGROUND:Surgical treatments for adult cervical spinal deformity (ACSD) are often complex and have high complication rates. OBJECTIVE:To assess all-cause mortality following ACSD surgery. METHODS:ACSD patients presenting for surgical treatment were identified from a prospectively collected multicenter database. Clinical and surgical parameters and all-cause mortality were assessed. RESULTS:Of 123 ACSD patients, 120 (98%) had complete baseline data (mean age, 60.6 yr). The mean number of comorbidities per patient was 1.80, and 80% had at least 1 comorbidity. Surgical approaches included anterior only (15.8%), posterior only (50.0%), and combined anterior/posterior (34.2%). The mean number of vertebral levels fused was 8.0 (standard deviation [SD] = 4.5), and 23.3% had a 3-column osteotomy. Death was reported for 11 (9.2%) patients at a mean of 1.1 yr (SD = 0.76 yr; range = 7 d to 2 yr). Mean follow-up for living patients was 1.2 yr (SD = 0.64 yr). Causes of death included myocardial infarction (n = 2), pneumonia/cardiopulmonary failure (n = 2), sepsis (n = 1), obstructive sleep apnea/narcotics (n = 1), subsequently diagnosed amyotrophic lateral sclerosis (n = 1), burn injury related to home supplemental oxygen (n = 1), and unknown (n = 3). Deceased patients did not significantly differ from alive patients based on demographic, clinical, or surgical parameters assessed, except for a higher major complication rate (excluding mortality; 63.6% vs 22.0%, P = .006). CONCLUSION/CONCLUSIONS:All-cause mortality at a mean of 1.2 yr following surgery for ACSD was 9.2% in this prospective multicenter series. Causes of death were reflective of the overall high level of comorbidities. These findings may prove useful for treatment decision making and patient counseling in the context of the substantial impact of ACSD.
PMID: 29351637
ISSN: 1524-4040
CID: 3480442

Predictive model for distal junctional kyphosis after cervical deformity surgery

Passias, Peter G; Vasquez-Montes, Dennis; Poorman, Gregory W; Protopsaltis, Themistocles; Horn, Samantha R; Bortz, Cole A; Segreto, Frank; Diebo, Bassel; Ames, Chris; Smith, Justin; LaFage, Virginie; LaFage, Renaud; Klineberg, Eric; Shaffrey, Chris; Bess, Shay; Schwab, Frank
BACKGROUND CONTEXT/BACKGROUND:Distal Junctional Kyphosis (DJK) is a primary concern of surgeons correcting cervical deformity. Identifying patients and procedures at higher risk for developing this condition is paramount in improving patient selection and care. PURPOSE/OBJECTIVE:Develop a risk index for DJK development in the first year after surgery. STUDY DESIGN/SETTING/METHODS:Retrospective review of a prospective multicenter cervical deformity database. PATIENT SAMPLE/METHODS:). OUTCOME MEASURES/METHODS:Development of DJK at any time before 1 year. METHODS:distal vertebra, as well as a change in this angle by <-10 from baseline. Conditional Inference Decision Trees were used to identify factors predictive of DJK incidence and the cut-off points at which they have an effect. A conditional Variable-Importance table was constructed based on a non-replacement sampling set of 2000 Conditional Inference Trees. 12 influencing factors were found, binary logistic regression for each variable at significant cut-offs indicated their effect size. RESULTS:(OR:5.4 CI:2.20-13.23), and [6] C4_Tilt >56.7 (OR:5.0 CI:1.90-13.1).Clinically, combined approaches (OR:2.67 CI:1.21-5.89) and usage of Smith Petersen osteotomy (OR:2.55 CI:1.02-6.34) were the most important predictors for DJK. CONCLUSIONS:In a surgical cohort of cervical deformity patients, we found a 23.8% incidence of DJK. Different procedures and patient malalignment predicted incidence of DJK up to 1-year. Preoperative TS-CL, Cervical Kyphosis, SVA, and Cervical Lordosis all strongly predicted DJK at specific cut-off points. Knowledge of these factors will potentially help direct future study and strategy aimed at minimizing this potentially dramatic occurrence.
PMID: 29709551
ISSN: 1878-1632
CID: 3067872

Development of New-Onset Cervical Deformity in Nonoperative Adult Spinal Deformity Patients With 2-Year Follow-Up

Passias, Peter G; Jalai, Cyrus M; Worley, Nancy; Vira, Shaleen; Scheer, Justin K; Smith, Justin S; Ramachandran, Subaraman; Soroceanu, Alexandra; Horn, Samantha R; Poorman, Gregory W; Protopsaltis, Themistocles S; Klineberg, Eric O; Sciubba, Daniel M; Kim, Han Jo; Hamilton, D Kojo; Lafage, Renaud; Lafage, Virginie; Ames, Christopher P
Purpose/UNASSIGNED:Evaluate the presence of new-onset cervical deformity (CD) in nonoperative adult spinal deformity (ASD) patients with extended follow-up, with consideration for predictors, prevalence, and impact on patient-reported outcomes. Methods/UNASSIGNED:Retrospective review of a prospective nonoperative ASD cohort. New onset CD patients at 1- (CD-1Y) and 2-year (CD-2Y) follow-up were defined as displaying baseline cervical alignment. Univariate analyses determined differences in radiographic parameters and outcome scores of CD and maintained-cervical-alignment patients. Multivariate binary logistic regression models determined new-onset CD predictors. Results/UNASSIGNED: > .05). Conclusions/UNASSIGNED:Cervical deformity can manifest in nonoperative ASD patients: 30.0% at 1-year follow-up, and 41.7% at 2-year follow-up. Progressive CD manifested independently of thoracolumbar profile changes. Increased baseline C2-C7 SVA, C2 slope, and prior surgical history increased new-onset CD odds at 1 and 2 years.
PMCID:6314348
PMID: 30619677
ISSN: 2211-4599
CID: 3579572

Identifying Thoracic Compensation and Predicting Reciprocal Thoracic Kyphosis and PJK in Adult Spinal Deformity Surgery

Protopsaltis, Themistocles S; Diebo, Bassel G; Lafage, Renaud; Henry, Jensen K; Smith, Justin S; Scheer, Justin K; Sciubba, Daniel M; Passias, Peter G; Kim, Han Jo; Hamilton, D Kojo; Soroceanu, Alexandra; Klineberg, Eric O; Ames, Christopher P; Shaffrey, Christopher I; Bess, Shay; Hart, Robert A; Schwab, Frank J; Lafage, Virginie
STUDY DESIGN/METHODS:Retrospective analysis. OBJECTIVE:To define thoracic compensation and investigate its association with postoperative reciprocal thoracic kyphosis and proximal junctional kyphosis (PJK) SUMMARY OF BACKGROUND DATA.: Adult spinal deformity (ASD) patients recruit compensatory mechanisms like pelvic retroversion and knee flexion. However, thoracic hypokyphosis is a less recognized compensatory mechanism. METHODS:Patients enrolled in a multicenter ASD registry undergoing fusions to the pelvis with UIV between T9-L1 were included. Patients were divided into those with postoperative reciprocal thoracic kyphosis (RK: change in unfused TK ≥15°) with and without PJK and those who maintained thoracic alignment (MT). Thoracic compensation was defined as expected thoracic kyphosis (eTK) minus preoperative TK. RESULTS:For RK (n = 117), the mean change in unfused TK was 21.7° vs 6.1° for MT (n = 102) and the mean PJK angle change was 17.6° vs 5.7° for MT (all p < 0.001). RK and MT were similar in age, BMI, gender, and comorbidities. RK had larger preoperative PI-LL mismatch (30.7 vs. 23.6 p = 0.008) and less preoperative TK (22.3 vs. 30.6 p < 0.001), otherwise SVA, PT and TPA were similar. RK patients had more preoperative thoracic compensation (29.9 vs. 20.0, p < 0.001), more PI-LL correction (29.8 vs. 17.3, p < 0.001) and higher rates of PJK (66% vs. 19%, p < 0.001). There were no differences in preoperative HRQOL except RK had worse SRS appearance (2.2 vs. 2.5, p = 0.005). Using a logistic regression model, the only predictor for postoperative reciprocal thoracic kyphosis was more preoperative thoracic compensation. Postoperatively the RK and MT groups were well aligned. Both younger and older (>65y) RK patients had greater thoracic compensation than MT counterparts. The eTK was not significantly different from the postoperative TK for the RK group without PJK (p = 0.566). CONCLUSIONS:The presence of thoracic compensation in adult spinal deformity is the primary determinant of postoperative reciprocal thoracic kyphosis and these patients have higher rates of proximal junctional kyphosis. LEVEL OF EVIDENCE/METHODS:3.
PMID: 30096125
ISSN: 1528-1159
CID: 3236492

Outcomes of Operative Treatment for Adult Cervical Deformity: A Prospective Multicenter Assessment With 1-Year Follow-up

Ailon, Tamir; Smith, Justin S; Shaffrey, Christopher I; Kim, Han Jo; Mundis, Gregory; Gupta, Munish; Klineberg, Eric; Schwab, Frank; Lafage, Virginie; Lafage, Renaud; Passias, Peter; Protopsaltis, Themistocles; Neuman, Brian; Daniels, Alan; Scheer, Justin K; Soroceanu, Alex; Hart, Robert; Hostin, Rick; Burton, Douglas; Deviren, Vedat; Albert, Todd J; Riew, K Daniel; Bess, Shay; Ames, Christopher P
BACKGROUND:Despite the potential for profound impact of adult cervical deformity (ACD) on function and health-related quality of life (HRQOL), there are few high-quality studies that assess outcomes of surgical treatment for these patients. OBJECTIVE:To determine the impact of surgical treatment for ACD on HRQOL. METHODS:We conducted a prospective cohort study of surgically treated ACD patients eligible for 1-yr follow-up. Baseline deformity characteristics, surgical parameters, and 1-yr HRQOL outcomes were assessed. RESULTS:Of 77 ACD patients, 55 (71%) had 1-yr follow-up (64% women, mean age of 62 yr, mean Charlson Comorbidity Index of 0.6, previous cervical surgery in 47%). Diagnoses included cervical sagittal imbalance (56%), cervical kyphosis (55%), proximal junctional kyphosis (7%) and coronal deformity (9%). Posterior fusion was performed in 85% (mean levels = 10), and anterior fusion was performed in 53% (mean levels = 5). Three-column osteotomy was performed in 24% of patients. One year following surgery, ACD patients had significant improvement in Neck Disability Index (50.5 to 38.0, P < .001), neck pain numeric rating scale score (6.9 to 4.3, P < .001), EuroQol 5 dimension (EQ-5D) index (0.51 to 0.66, P < .001), and EQ-5D subscores: mobility (1.9 to 1.7, P = .019), usual activities (2.2 to 1.9, P = .007), pain/discomfort (2.4 to 2.1, P < .001), anxiety/depression (1.8 to 1.5, P = .014). CONCLUSION/CONCLUSIONS:Based on a prospective multicenter series of ACD patients, surgical treatment provided significant improvement in multiple measures of pain and function, including Neck Disability Index, neck pain numeric rating scale score, and EQ-5D. Further follow-up will be necessary to assess the long-term durability of these improved outcomes.
PMID: 29281107
ISSN: 1524-4040
CID: 3369612

Development of a validated computer-based preoperative predictive model for pseudarthrosis with 91% accuracy in 336 adult spinal deformity patients

Scheer, Justin K; Oh, Taemin; Smith, Justin S; Shaffrey, Christopher I; Daniels, Alan H; Sciubba, Daniel M; Hamilton, D Kojo; Protopsaltis, Themistocles S; Passias, Peter G; Hart, Robert A; Burton, Douglas C; Bess, Shay; Lafage, Renaud; Lafage, Virginie; Schwab, Frank; Klineberg, Eric O; Ames, Christopher P
OBJECTIVEPseudarthrosis can occur following adult spinal deformity (ASD) surgery and can lead to instrumentation failure, recurrent pain, and ultimately revision surgery. In addition, it is one of the most expensive complications of ASD surgery. Risk factors contributing to pseudarthrosis in ASD have been described; however, a preoperative model predicting the development of pseudarthrosis does not exist. The goal of this study was to create a preoperative predictive model for pseudarthrosis based on demographic, radiographic, and surgical factors.METHODSA retrospective review of a prospectively maintained, multicenter ASD database was conducted. Study inclusion criteria consisted of adult patients (age ≥ 18 years) with spinal deformity and surgery for the ASD. From among 82 variables assessed, 21 were used for model building after applying collinearity testing, redundancy, and univariable predictor importance ≥ 0.90. Variables included demographic data along with comorbidities, modifiable surgical variables, baseline coronal and sagittal radiographic parameters, and baseline scores for health-related quality of life measures. Patients groups were determined according to their Lenke radiographic fusion type at the 2-year follow-up: bilateral or unilateral fusion (union) or pseudarthrosis (nonunion). A decision tree was constructed, and internal validation was accomplished via bootstrapped training and testing data sets. Accuracy and the area under the receiver operating characteristic curve (AUC) were calculated to evaluate the model.RESULTSA total of 336 patients were included in the study (nonunion: 105, union: 231). The model was 91.3% accurate with an AUC of 0.94. From 82 initial variables, the top 21 covered a wide range of areas including preoperative alignment, comorbidities, patient demographics, and surgical use of graft material.CONCLUSIONSA model for predicting the development of pseudarthrosis at the 2-year follow-up was successfully created. This model is the first of its kind for complex predictive analytics in the development of pseudarthrosis for patients with ASD undergoing surgical correction and can aid in clinical decision-making for potential preventative strategies.
PMID: 30453452
ISSN: 1092-0684
CID: 3562712

Lack of Consensus in Physician Recommendations Regarding Return to Driving After Cervical Spine Surgery

Moses, Michael J; Tishelman, Jared C; Hasan, Saqib; Zhou, Peter L; Zevgaras, Ioanna; Smith, Justin S; Buckland, Aaron J; Kim, Yong; Razi, Afshin; Protopsaltis, Themistocles S
STUDY DESIGN/METHODS:Cross-Sectional Study. OBJECTIVE:The goal of this study is to investigate how surgeons differ in collar and narcotic use, as well as return to driving recommendations following cervical spine surgeries and the associated medico-legal ramifications of these conditions. SUMMARY OF BACKGROUND DATA/BACKGROUND:Restoration of quality of life is one of the main goals of cervical spine surgery. Patients frequently inquire when they may safely resume driving after cervical spine surgery. There is no consensus regarding post-operative driving restrictions. This study addresses how surgeons differ in their recommendations concerning cervical immobilization, narcotic analgesia, and suggested timeline of return to driving following cervical spine surgery. METHODS:Surgeons at the Cervical Spine Research Society annual meeting completed anonymous surveys assessing postoperative patient management following fusion and non-fusion cervical spine surgeries. RESULTS:70% of surgeons returned completed surveys (n = 71). 80.3% were orthopaedic surgeons and 94.2% completed a spine fellowship. Experienced surgeons (>15y in practice) were more likely to let patients return to driving within 2 weeks than less experienced surgeons (47.1% vs 24.3%, p = .013) for multi-level ACDF and laminectomy with fusion procedures. There were no differences between surgeons practicing inside and outside the USA for prescribing collars or return to driving time. Cervical collars were used more for fusions than non-fusions (57.7% vs 31.0%, p = .001). Surgeons reported 75.3% of patients ask when they may resume driving. For cervical fusions, 31.4% of surgeons allowed their patients to resume driving while restricting them with collars for longer durations. Furthermore, 27.5% of surgeons allowed their patients to resume driving while taking narcotics post-operatively. CONCLUSIONS:This survey-based study highlights the lack of consensus regarding patient 'fitness to drive' following cervical spine surgery. The importance of establishing evidence-based guidelines is critical as recommendations for driving in the post-operative period may have significant medical, legal, and financial implications. LEVEL OF EVIDENCE/METHODS:5.
PMID: 29528997
ISSN: 1528-1159
CID: 2992522

Primary Drivers of Adult Cervical Deformity: Prevalence, Variations in Presentation, and Effect of Surgical Treatment Strategies on Early Postoperative Alignment

Passias, Peter G; Jalai, Cyrus M; Lafage, Virginie; Lafage, Renaud; Protopsaltis, Themistocles; Ramchandran, Subaraman; Horn, Samantha R; Poorman, Gregory W; Gupta, Munish; Hart, Robert A; Deviren, Vedat; Soroceanu, Alexandra; Smith, Justin S; Schwab, Frank; Shaffrey, Christopher I; Ames, Christopher P
BACKGROUND: Primary drivers (PDs) of adult cervical deformity (ACD) have not been described in relation to pre- and early postoperative alignment or degree of correction. OBJECTIVE: To define the PDs of ACD to understand the impact of driver region on global postoperative compensatory mechanisms. METHODS: Primary cervical deformity driver/vertebral apex level were determined: CS = cervical; CTJ = cervicothoracic junction; TH = thoracic; SP = spinopelvic. Patients were evaluated if surgery included PD apex, based on the lowest instrumented vertebra (LIV): CS: LIV
PMID: 28950349
ISSN: 1524-4040
CID: 2717642

The value of sitting radiographs: analysis of spine flexibility and its utility in preoperative planning for adult spinal deformity surgery

Janjua, M Burhan; Tishelman, Jared C; Vasquez-Montes, Dennis; Vaynrub, Max; Errico, Thomas J; Buckland, Aaron J; Protopsaltis, Themistocles
OBJECTIVE Preoperative planning of thoracolumbar deformity (TLD) surgery has been shown to improve radiographic and clinical outcomes. One of the confounders in attaining optimal postoperative alignment is the reciprocal hyperkyphosis of unfused thoracic segments. Traditional planning utilizes standing radiographs, but the value of sitting radiographs to predict thoracic flexibility has not been investigated. Authors of the present study propose that alignment changes from a sitting to a standing position will predict changes in unfused thoracic segments after TLD correction. METHODS Patients with degenerative spine pathology underwent preoperative sitting and standing full-spine stereotactic radiography. A subset of TLD patients who had undergone corrections with minimum T10-pelvis fusions was analyzed in terms of pre- to postoperative alignment. Radiographic parameters were analyzed, including the T1 pelvic angle (TPA), T1-L1 pelvic angle (TLPA), lumbar pelvic angle (LPA), pelvic tilt (PT), mismatch between pelvic incidence and lumbar lordosis (PI-LL mismatch), and T2-12 kyphosis (TK). Thoracic compensation was calculated as the expected TK minus actual TK (i.e., [2/3 × PI] - actual TK). Statistical analysis consisted of paired and unpaired t-tests and linear regression analysis. RESULTS The authors retrospectively identified 137 patients with full-body standing and sitting radiographs. The mean age of the patients was 60.9 years old, 60.0% were female, and the mean BMI was 27.8 kg/m2. The patients demonstrated significantly different radiographic alignments in baseline spinopelvic and global parameters from the preoperative sitting versus the standing positions: LL (-34.20° vs -47.87°, p < 0.001), PT (28.31° vs 17.50°, p < 0.001), TPA (27.85° vs 16.89°, p < 0.001), TLPA (10.63° vs 5.17°, p < 0.001), and LPA (15.86° vs 9.67°, p < 0.001). Twenty patients (65.0% female) with a mean age of 65.3 years and mean BMI of 30.2 kg/m2 had TLD and underwent surgical correction (pre- to postoperative standing change in TPA: 33.90° to 24.50°, p = 0.001). Preoperative sitting radiographs demonstrated significant differences in alignment compared to postoperative standing radiographs: larger TPA (39.10° vs 24.50°, p < 0.001), PT (35.40° vs 28.10°, p < 0.001), LL (-11.20° vs -44.80°, p < 0.001), LPA (22.80° vs 14.20°, p < 0.001), and unfused Cobb (T2 to upper instrumented vertebra [UIV] Cobb angle: 19.95° vs 27.50°, p = 0.039). Also in the TLD group, mean thoracic compensation was 6.75°. In the linear regression analysis, the change from sitting to standing predicted pre- to postoperative changes for TK and the unfused thoracic component of TPA (5° change in preoperative sitting to preoperative standing corresponded to a pre- to postoperative change in standing TK of 6.35° and in standing TPA of 7.23°, R2 = 0.30 and 0.38, respectively). CONCLUSIONS Sitting radiographs were useful in demonstrating spine flexibility. Among the TLD surgery group, relaxation of the unfused thoracic spine in the sitting position predicted the postoperative increase in kyphosis of the unfused thoracic segments. Sitting radiographs are a useful tool to anticipate reciprocal changes in thoracic alignment that diminish global corrections.
PMID: 29979136
ISSN: 1547-5646
CID: 3186192