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Editors' and authors' individual conflicts of interest disclosure and journal transparency. A cross-sectional study of high-impact medical specialty journals

Dal-RĂ©, Rafael; Caplan, Arthur L; Marusic, Ana
OBJECTIVE:To assess the fulfilment of authors' and editors' individual disclosure of potential conflicts of interest in a group of highly influential medicine journals across a variety of specialties. DESIGN/METHODS:Cross-sectional analysis. SETTING AND PARTICIPANTS/METHODS:Top-ranked five journals as per 2017 Journal Citation Report impact factor of 26 medical, surgery and imaging specialties. INTERVENTIONS/METHODS:Observational analysis. PRIMARY AND SECONDARY OUTCOME MEASURES/UNASSIGNED:Percentage of journals requiring disclosure of authors' and editors' individual potential conflicts of interest (CoI). Journals that were listed as followers of the International Committee of Medical Journal Editors (ICMJE) Recommendations, members of the Committee on Publication Ethics (COPE) and linked to a third party (ie, college, professional association/society, public institution). RESULTS:Although 99% (129/130) of journals required author's CoI disclosure, only 12% (16/130) reported individual editors' potential CoIs. Forty-five per cent (58/130) of journals were followers of the ICMJE Recommendations, and 73% (95/130) were COPE members. Most (69%; 90/130) were linked to a college, professional society/association or public institution. Only one journal did not have policies on individual authors' and editors' CoI disclosure. CONCLUSION/CONCLUSIONS:Very few high-impact medical journals disclosed their editorial teams' individual potential CoIs-conversely, almost all required disclosure of authors' individual CoIs. Journal followers of the ICMJE Recommendations should regularly disclose the editors' individual CoIs, as this is the only legitimate way to ask the same transparency of authors.
PMID: 31340971
ISSN: 2044-6055
CID: 3987292

Proceedings of the New York University School of Medicine Reproductive Ethics Conference: Challenges and Solutions [Letter]

Sampson, Amani; Sutter, Megan; Caplan, Arthur L; Keefe, David L; Quinn, Gwendolyn P
PMID: 31346937
ISSN: 1573-7330
CID: 3988242

Reply [Letter]

Anderson, Rachel L; Caplan, Arthur; Schuman, Joel S
PMID: 31327385
ISSN: 1549-4713
CID: 3987852

Are We Prepared for the Inevitable? A Survey on Defining and Managing Failure in Face Transplantation

Lee, Z-Hye; Lopez, Christopher D; Plana, Natalie M; Caplan, Arthur L; Rodriguez, Eduardo D
Background/UNASSIGNED:Facial transplantation (FT) experience has grown but success in this innovative and complex field has yet to be defined. The purpose of this study is to determine attitudes regarding the failures in FT and the appropriate management of these failures. Methods/UNASSIGNED:An anonymous, 20-question survey elicited opinions regarding FT failure management. This survey was administered to attendees of 2 FT-focused national meetings. Demographics included sex, age, and personal/institutional FT experience. Attitudes related to FT recipient education, definition of FT failure, and management of complications were gathered. Results/UNASSIGNED:Eighty of 271 attendees completed the survey (29.5%). Respondents were predominantly male (81.3%) and 50 years of age or younger (80.5%). Thirty-eight percentage previously performed an FT and 53.8% were a part of an institution with a vascularized composite allotransplantation (VCA)-related Institutional Review Board (IRB). Respondents almost unanimously agreed it was "absolutely essential" to discuss possibility of FT failure (93.8%), mortality (91.1%), and treatment for chronic rejection (78.8%). However, uncertainty of failure rate existed, with 56.4% citing failure rate as unknown, 25.6% citing <25% and 18.0% citing >25%. 51.2% of those with direct FT experience lacked clear criteria for defining FT success or an institutional protocol for managing chronic rejection. 78.8% believed failed FT patients should be considered for retransplantation, but only about 25% cited functional concerns or esthetic dissatisfaction as appropriate indications. Conclusion/UNASSIGNED:There is a lack of consensus regarding definition of FT failure and rates mortality amongst experts. Even institutions with FT experience lack protocols for managing chronic rejection. Expert consensus and institutional regulations surrounding these issues are warranted.
PMCID:6571297
PMID: 31333919
ISSN: 2169-7574
CID: 3986912

Global Orthopaedic Surgery: An Ethical Framework to Prioritize Surgical Capacity Building in Low and Middle-Income Countries

Pean, Christian A; Premkumar, Ajay; Pean, Marc-Alain; Ihejirika-Lomedico, Rivka; Woolley, Pierre-Marie; McLaurin, Toni; Israelski, Ronald; Schwarzkopf, Ran; Caplan, Arthur; Egol, Kenneth
PMID: 31274729
ISSN: 1535-1386
CID: 3968332

In support of mitochondrial replacement therapy [Letter]

Adashi, Eli Y; Caplan, Arthur L; Capron, Alexander; Chapman, Audrey R; Cho, Mildred; Clayton, Ellen Wright; Cohen, I Glenn; Cook-Deegan, Robert; Faden, Ruth R; Friedmann, Theodore; Gostin, Lawrence O; Greely, Henry T; Johnston, Josephine; Juengst, Eric; King, Patricia A; Knowles, Lori P; Lyerly, Anne Drapkin; McGuire, Amy L; Moreno, Jonathan D; Rothenberg, Karen; Truog, Robert D; Walters, LeRoy
PMID: 31160819
ISSN: 1546-170x
CID: 3922642

First report the findings: genuine balance when reporting CTE [Letter]

Finkel, Adam M; Brand, Kevin P; Caplan, Arthur L; Evans, John S; Wolpe, Paul R
PMID: 31122490
ISSN: 1474-4465
CID: 3901112

Getting serious about the challenge of regulating germline gene therapy

Caplan, Arthur
The announcement of He Jiankui's germline editing of human embryos has been followed by a torrent of almost universal criticism of the claim on scientific and ethical grounds. That criticism is warranted. There is little room for anything other than vociferous condemnation of He's announcement. Presenting the results of groundbreaking work by press conference and YouTube is not science. The issue now is not whether the work supporting the claims reported from China was done in an ethical manner. It was not. What is required to move forward is a justification for doing germline editing in humans. Many think there is none, and prohibitions abound. If such work is justifiable, a serious, rigorous framework must be imposed that insures that such research is done following the highest ethical standards that both protect human subjects and insure public trust and support.
PMID: 31039143
ISSN: 1545-7885
CID: 3854652

A Patient-Centric Model for Discontinuation of a Single-Sourced Approved Drug

Caplan, Arthur; Teagarden, J Russell; Bacher, Hans Peter; Jarvis, Michael F
PMID: 30977518
ISSN: 1532-6535
CID: 3809412

Single-Patient Expanded Access Requests: IRB Professionals' Experiences and Perspectives

Chapman, Carolyn Riley; Shearston, Jenni A; Folkers, Kelly McBride; Redman, Barbara K; Caplan, Arthur; Bateman-House, Alison
BACKGROUND:U.S. physicians may treat a patient with an investigational drug outside of a clinical trial by using the expanded access (EA) pathway or the recently created federal right to try (RTT) pathway. The EA pathway requires physicians to get prior permission from the U.S. Food and Drug Administration (FDA) and, except in emergency cases, institutional review board (IRB) approval. The perspectives of IRB professionals on the review of single-patient EA requests have not been empirically studied. METHODS:We used a cross-sectional online survey to ascertain IRB professionals' perspectives on IRB experiences with and preparedness for review of single-patient EA requests, as well as their attitudes about the importance of IRB review of such requests. Email invitations were sent to 234 IRB professionals connected to the SMART IRB platform. Approximately half of the survey questions used a Likert scale to assess respondents' agreement with specific statements. RESULTS:Eighty-three respondents completed the survey (36.4% response rate, with 228 deliverable e-mail invitations). Of the respondents, 73.5% were affiliated with an academic medical institution; 78.3% of respondents agreed that it is important for a designated member of an IRB to review single-patient EA requests before investigational drugs are used by patients. The majority indicated that local review of the EA request was important and that a single designated reviewer was sufficient (rather than full board). Further, 86.6% felt that their IRBs were prepared to review these requests, and 9.2% indicated that not all the single-patient EA requests reviewed by their IRBs in 2017 were approved. CONCLUSIONS:A large majority of IRB professionals affiliated with the SMART IRB platform who responded to this survey felt IRB review of single-patient EA requests is important and that their IRBs were prepared to handle such requests.
PMID: 30964737
ISSN: 2329-4523
CID: 3809202