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Alignment Targets, Curve Proportion and Mechanical Loading: Preliminary Analysis of an Ideal Shape Toward Reducing Proximal Junctional Kyphosis

Katsuura, Yoshihiro; Lafage, Renaud; Kim, Han Jo; Smith, Justin S; Line, Breton; Shaffrey, Christopher; Burton, Douglas C; Ames, Christopher P; Mundis, Gregory M; Hostin, Richard; Bess, Shay; Klineberg, Eric O; Passias, Peter G; Lafage, Virginie
STUDY DESIGN/UNASSIGNED:Retrospective cohort study. OBJECTIVE/UNASSIGNED:Investigate risk factors for PJK including theoretical kyphosis, mechanical loading at the UIV and age adjusted offset alignment. METHODS/UNASSIGNED:373 ASD patients (62.7 yrs ± 9.9; 81%F) with 2-year follow up and UIV of at least L1 and LIV of sacrum were included. Images of patients without PJK, with PJK and with PJF were compared using standard spinopelvic parameters before and after the application of the validated virtual alignment method which corrects for the compensatory mechanisms of PJK. Age-adjusted offset, theoretical thoracic kyphosis and mechanical loading at the UIV were then calculated and compared between groups. A subanalysis was performed based on the location of the UIV (upper thoracic (UT) vs. Lower thoracic (LT)). RESULTS/UNASSIGNED:< 0.005). Also, a larger under correction of the theoretical TK (flattening) and a smaller bending moment at the UIV (underloading of UIV) was found. Multivariate analysis demonstrated that PI-LL and bending moment offsets from normative values were independent predictors of PJK/PJF in UT group; PT and bending moment difference were independent predictors for LT group. CONCLUSIONS/UNASSIGNED:Spinopelvic over correction, under correction of TK (flattening), and under loading of the UIV (decreased bending moment) were associated with PJK and PJF. These differences are often missed when compensation for PJK is not accounted for in post-operative radiographs.
PMID: 33511871
ISSN: 2192-5682
CID: 4793022

Sports-Related Cervical Spine Fracture and Spinal Cord Injury: A Review of Nationwide Pediatric Trends

Alas, Haddy; Pierce, Katherine E; Brown, Avery; Bortz, Cole; Naessig, Sara; Ahmad, Waleed; Moses, Michael J; O'Connell, Brooke; Maglaras, Constance; Diebo, Bassel G; Paulino, Carl B; Buckland, Aaron J; Passias, Peter G
STUDY DESIGN/METHODS:Retrospective cohort study. OBJECTIVE:Assess trends in sports-related cervical spine trauma using a pediatric inpatient database. SUMMARY OF BACKGROUND DATA/BACKGROUND:Injuries sustained from sports participation may include cervical spine trauma such as fractures and spinal cord injury(SCI). Large database studies analyzing sports-related cervical trauma in the pediatric population are currently lacking. METHODS:KID was queried for patients with external causes of injury secondary to sports-related activities from 2003-2012. Patients were further grouped for cervical spine injury type, including C1-4 & C5-7 fracture with/without spinal cord injury (SCI), dislocation, and SCI without radiographic abnormality (SCIWORA). Patients were grouped by age into Children(4-9),Pre-Adolescents(Pre,10-13),and Adolescents(14-17). Kruskall-Wallis tests with post-hoc Mann-Whitney-U's identified differences in cervical spine injury type across age groups and sport type. Logistic regression found predictors of TBI and specific cervical injuries. RESULTS:38,539pts identified(12.76yrs,24.5%F). Adolescents had the highest rate of sports injuries per year(p < 0.001). Adolescents had the highest rate of any type of cervical spine injury, including C1-4 and C5-7 fracture with and without SCI, dislocation, and SCIWORA(all p < 0.001). Adolescence increased odds for C1-4 fracture w/o SCI 3.18x, C1-4 fx w/ SCI by 7.57x, C5-7 fx w/o SCI 4.11x, C5-7 w/SCI 3.63x, cervical dislocation 1.7x, and cervical SCIWORA 2.75x, all p < 0.05. Football injuries rose from 5.83% in 2009 to 9.14% in 2012 (p < 0.001), and were associated with more SCIWORA(1.6%vs1.0%,p = 0.012), and football injuries increased odds of SCI by 1.56x. Concurrent TBI was highest in Adolescents at 58.4%(Pre:26.6%,Child:4.9%,p < 0.001), and SCIWORA was a significant predictor for concurrent TBI across all sports(OR: 2.35[1.77-3.11], p < 0.001). CONCLUSIONS:Adolescent athletes had the highest rates of upper/lower cervical fracture, dislocation, and SCIWORA. Adolescence and SCIWORA were significant predictors of concurrent TBI across sports. The increased prevalence of cervical spine injury with age sheds light on the growing concern for youth sports played at a competitive level, and supports recently updated regulations aimed at decreasing youth athletic injuries. LEVEL OF EVIDENCE/METHODS:3.
PMID: 32991512
ISSN: 1528-1159
CID: 4616752

Effect of age-adjusted alignment goals and distal inclination angle on the fate of distal junctional kyphosis in cervical deformity surgery

Passias, Peter Gust; Horn, Samantha R; Lafage, Virginie; Lafage, Renaud; Smith, Justin S; Line, Breton G; Protopsaltis, Themistocles S; Soroceanu, Alex; Bortz, Cole; Segreto, Frank A; Ahmad, Waleed; Naessig, Sara; Pierce, Katherine E; Brown, Avery E; Alas, Haddy; Kim, Han Jo; Daniels, Alan H; Klineberg, Eric O; Burton, Douglas C; Hart, Robert A; Schwab, Frank J; Bess, Shay; Shaffrey, Christopher I; Ames, Christopher P
Background/UNASSIGNED:Age-adjusted alignment targets in the context of distal junctional kyphosis (DJK) development have yet to be investigated. Our aim was to assess age-adjusted alignment targets, reciprocal changes, and role of lowest instrumented level orientation in DJK development in cervical deformity (CD) patients. Methods/UNASSIGNED:CD patients were evaluated based on lowest fused level: cervical (C7 or above), upper thoracic (UT: T1-T6), and lower thoracic (LT: T7-T12). Age-adjusted alignment targets were calculated using published formulas for sagittal vertical axis (SVA), pelvic incidence-lumbar lordosis (PI-LL), pelvic tilt (PT), T1 pelvic angle (TPA), and LL-thoracic kyphosis (TK). Outcome measures were cervical and global alignment parameters: Cervical SVA (cSVA), cervical lordosis, C2 slope, C2-T3 angle, C2-T3 SVA, TS-CL, PI-LL, PT, and SVA. Subanalysis matched baseline PI to assess age-adjusted alignment between DJK and non-DJK. Results/UNASSIGNED:< 0.05). The distribution of over/under corrected patients and the offset between actual and ideal alignment for SVA, PT, TPA, PI-LL, and LL-TK were similar between DJK and non-DJK patients. DJK patients requiring reoperation had worse postoperative changes in all cervical parameters and trended toward larger offsets for global parameters. Conclusion/UNASSIGNED:CD patients with severe baseline malalignment went on to develop postoperative DJK. Age-adjusted alignment targets did not capture differences in these populations, suggesting the need for cervical-specific goals.
PMCID:8035585
PMID: 33850384
ISSN: 0974-8237
CID: 4875702

Atlantoaxial dislocation with congenital "sandwich fusion" in the craniovertebral junction: a retrospective case series of 70 patients

Tian, Yinglun; Xu, Nanfang; Yan, Ming; Passias, Peter G; Segreto, Frank A; Wang, Shenglin
BACKGROUND:In the setting of congenital C1 occipitalization and C2-3 fusion, significant strain is placed on the atlantoaxial joint. Vertebral fusion both above and below the atlantoaxial joint (i.e., a "sandwich") creates substantial instability. We retrospectively report on a case series of "sandwich fusion" atlantoaxial dislocation (AAD), describing the associated clinical characteristics and detailing surgical treatment. To the best of our knowledge, the present study is the largest investigation to date of this congenital subgroup of AAD. METHODS:Seventy consecutive patients with sandwich fusion AAD, from one senior surgeon, were retrospectively reviewed. The clinical features and the surgical treatment results were assessed using descriptive statistics. No funding sources or potential conflict of interest-associated biases exist. RESULTS:The mean patient age was 42.2 years (range: 5-77 years); 36 patients were male, and 34 were female. Fifty-eight patients (82.9%) had myelopathy, with Japanese Orthopaedic Association (JOA) scores ranging 4-16 (mean: 12.9). Cranial neuropathy was involved in 10 cases (14.3%). The most common presentation age group was 31 to 40 years (24 cases, 34.3%). Radiological findings revealed brainstem and/or cervical-medullar compression (58 cases, 82.9%), syringomyelia (16 cases, 22.9%), Chiari malformation (12 cases, 17.1%), cervical spinal stenosis (10 cases, 14.3%), high scapula deformity (1 case, 1.4%), os odontoideum (1 case, 1.4%), and dysplasia of the atlas (1 case, 1.4%). Computed tomography angiography was performed in 27 cases, and vertebral artery (VA) anomalies were identified in 14 cases (51.9%). All 70 patients underwent surgical treatment, without spinal cord or VA injury. Four patients (5.7%) suffered complications, including 1 wound infection, 1 screw loosening, and 2 cases of bulbar paralysis. In the 58 patients with myelopathy, the mean JOA score increased from 12.9 to 14.5. The average follow-up time was 50.5 months (range: 24-120 months). All 70 cases achieved solid atlantoaxial fusion at the final follow-up. CONCLUSIONS:Sandwich fusion AAD, a unique subgroup of AAD, has distinctive clinical features and associated malformations such as cervical-medullar compression, syringomyelia, and VA anomalies. Surgical treatment of AAD was associated with myelopathy improvement and minimal complication occurrence.
PMCID:7722328
PMID: 33287792
ISSN: 1471-2474
CID: 4712442

Multicenter assessment of surgical outcomes in adult spinal deformity patients with severe global coronal malalignment: determination of target coronal realignment threshold

Buell, Thomas J; Smith, Justin S; Shaffrey, Christopher I; Kim, Han Jo; Klineberg, Eric O; Lafage, Virginie; Lafage, Renaud; Protopsaltis, Themistocles S; Passias, Peter G; Mundis, Gregory M; Eastlack, Robert K; Deviren, Vedat; Kelly, Michael P; Daniels, Alan H; Gum, Jeffrey L; Soroceanu, Alex; Hamilton, D Kojo; Gupta, Munish C; Burton, Douglas C; Hostin, Richard A; Kebaish, Khaled M; Hart, Robert A; Schwab, Frank J; Bess, Shay; Ames, Christopher P
OBJECTIVE:The impact of global coronal malalignment (GCM; C7 plumb line-midsacral offset) on adult spinal deformity (ASD) treatment outcomes is unclear. Here, the authors' primary objective was to assess surgical outcomes and complications in patients with severe GCM, with a secondary aim of investigating potential surgical target coronal thresholds for optimal outcomes. METHODS:This is a retrospective analysis of a prospective multicenter database. Operative patients with severe GCM (≥ 1 SD above the mean) and a minimum 2-year follow-up were identified. Demographic, surgical, radiographic, health-related quality of life (HRQOL), and complications data were analyzed. RESULTS:Of 691 potentially eligible operative patients (mean GCM 4 ± 3 cm), 80 met the criteria for severe GCM ≥ 7 cm. Of these, 62 (78%; mean age 63.7 ± 10.7 years, 81% women) had a minimum 2-year follow-up (mean follow-up 3.3 ± 1.1 years). The mean ASD-Frailty Index was 3.9 ± 1.5 (frail), 50% had undergone prior fusion, and 81% had concurrent severe sagittal spinopelvic deformity with GCM and C7-S1 sagittal vertical axis (SVA) positively correlated (r = 0.313, p = 0.015). Surgical characteristics included posterior-only (58%) versus anterior-posterior (42%) approach, mean fusion of 13.2 ± 3.8 levels, iliac fixation (90%), 3-column osteotomy (36%), operative duration of 8.3 ± 3.0 hours, and estimated blood loss of 2.3 ± 1.7 L. Final alignment and HRQOL significantly improved (p < 0.01): GCM, 11 to 4 cm; maximum coronal Cobb angle, 43° to 20°; SVA, 13 to 4 cm; pelvic tilt, 29° to 23°; pelvic incidence-lumbar lordosis mismatch, 31° to 5°; Oswestry Disability Index, 51 to 37; physical component summary of SF-36 (PCS), 29 to 37; 22-Item Scoliosis Research Society Patient Questionnaire (SRS-22r) Total, 2.6 to 3.5; and numeric rating scale score for back and leg pain, 7 to 4 and 5 to 3, respectively. Residual GCM ≥ 3 cm was associated with worse SRS-22r Appearance (p = 0.04) and SRS-22r Satisfaction (p = 0.02). The minimal clinically important difference and/or substantial clinical benefit (MCID/SCB) was met in 43%-83% (highest for SRS-22r Appearance [MCID 83%] and PCS [SCB 53%]). The severity of baseline GCM (≥ 2 SD above the mean) significantly impacted postoperative SRS-22r Satisfaction and MCID/SCB improvement for PCS. No significant partial correlations were demonstrated between GCM or SVA correction and HRQOL improvement. There were 89 total complications (34 minor and 55 major), 45 (73%) patients with ≥ 1 complication (most commonly rod fracture [19%] and proximal junctional kyphosis [PJK; 18%]), and 34 reoperations in 22 (35%) patients (most commonly for rod fracture and PJK). CONCLUSIONS:Study results demonstrated that ASD surgery in patients with substantial GCM was associated with significant radiographic and HRQOL improvement despite high complication rates. MCID improvement was highest for SRS-22r Appearance/Self-Image. A residual GCM ≥ 3 cm was associated with a worse outcome, suggesting a potential coronal realignment target threshold to assist surgical planning.
PMID: 33276327
ISSN: 1547-5646
CID: 4825652

A Simpler, Modified Frailty Index Weighted by Complication Occurrence Correlates to Pain and Disability for Adult Spinal Deformity Patients

Passias, Peter G; Bortz, Cole A; Pierce, Katherine E; Alas, Haddy; Brown, Avery; Vasquez-Montes, Dennis; Naessig, Sara; Ahmad, Waleed; Diebo, Bassel G; Raman, Tina; Protopsaltis, Themistocles S; Buckland, Aaron J; Gerling, Michael C; Lafage, Renaud; Lafage, Virginie
BACKGROUND:The Miller et al adult spinal deformity frailty index (ASD-FI) correlates with complication risk; however, its development was not rooted in clinical outcomes, and the 40 factors needed for its calculation limit the index's clinical utility. The present study aimed to develop a simplified, weighted frailty index for ASD patients METHODS: This study is a retrospective review of a single-center database. Component ASD-FI parameters contributing to overall ASD-FI score were assessed via Pearson correlation. Top significant, clinically relevant factors were regressed against ASD-FI score to generate the modified ASD-FI (mASD-FI). Component mASD-FI factors were regressed against incidence of medical complications, and factor weights were calculated from regression of these coefficients. Total mASD-FI score ranged from 0 to 21, and was calculated by summing weights of expressed parameters. Linear regression and published ASD-FI cutoffs generated corresponding mASD-FI frailty cutoffs: not frail (NF, <7), frail (7-12), severely frail (SF, >12). Analysis of variance assessed the relationship between frailty category and validated baseline measures of pain and disability at baseline. RESULTS:= .001). CONCLUSIONS:This study modifies an existing ASD frailty index and proposes a weighted, shorter mASD-FI. The mASD-FI relies less on patient-reported variables, and it weights component factors by their contribution to adverse outcomes. Because increasing mASD-FI score is associated with inferior clinical measures of pain and disability, the mASD-FI may serve as a valuable tool for preoperative risk assessment.
PMID: 33560265
ISSN: 2211-4599
CID: 4779602

Neurological Complications and Recovery Rates of Patients With Adult Cervical Deformity Surgeries

Kim, Han Jo; Yao, Yu-Cheng; Shaffrey, Christopher I; Smith, Justin S; Kelly, Michael P; Gupta, Munish; Albert, Todd J; Protopsaltis, Themistocles S; Mundis, Gregory M; Passias, Peter; Klineberg, Eric; Bess, Shay; Lafage, Virginie; Ames, Christopher P
STUDY DESIGN/UNASSIGNED:Retrospective cohort study. OBJECTIVE/UNASSIGNED:This study aims to report the incidence, risk factors, and recovery rate of neurological complications (NC) in patients with adult cervical deformity (ACD) who underwent corrective surgery. METHODS/UNASSIGNED:ACD patients undergoing surgery from 2013 to 2015 were enrolled in a prospective, multicenter database. Patients were separated into 2 groups according to the presence of neurological complications (NC vs no-NC groups). The types, timing, recovery patterns, and interventions for NC were recorded. Patients' demographics, surgical details, radiographic parameters, and health-related quality of life (HRQOL) scores were compared. RESULTS/UNASSIGNED:106 patients were prospectively included. Average age was 60.8 years with a mean of 18.2 months follow-up. The overall incidence of NC was 18.9%; of these, 68.1% were major complications. Nerve root motor deficit was the most common complication, followed by radiculopathy, sensory deficit, and spinal cord injury. The proportion of complications occurring within 30 days of surgery was 54.5%. The recovery rate from neurological complication was high (90.9%), with most of the recoveries occurring within 6 months and continuing even after 12 months. Only 2 patients (1.9%) had continuous neurological complication. No demographic or preoperative radiographic risk factors could be identified, and anterior corpectomy and posterior foraminotomy were found to be performed less in the NC group. The final HRQOL outcome was not significantly different between the 2 groups. CONCLUSIONS/UNASSIGNED:Our data is valuable to surgeons and patients to better understand the neurological complications before performing or undergoing complex cervical deformity surgery.
PMID: 33222533
ISSN: 2192-5682
CID: 4702292

Practical answers to frequently asked questions for shared decision-making in adult spinal deformity surgery

Ogura, Yoji; Gum, Jeffrey L; Soroceanu, Alex; Daniels, Alan H; Line, Breton; Protopsaltis, Themistocles; Hostin, Richard A; Passias, Peter G; Burton, Douglas C; Smith, Justin S; Shaffrey, Christopher I; Lafage, Virginie; Lafage, Renaud; Klineberg, Eric O; Kim, Han Jo; Harris, Andrew; Kebaish, Khaled; Schwab, Frank; Bess, Shay; Ames, Christopher P; Carreon, Leah Y
OBJECTIVE:The shared decision-making (SDM) process provides an opportunity to answer frequently asked questions (FAQs). The authors aimed to present a concise list of answers to FAQs to aid in SDM for adult spinal deformity (ASD) surgery. METHODS:From a prospective, multicenter ASD database, patients enrolled between 2008 and 2016 who underwent fusions of 5 or more levels with a minimum 2-year follow-up were included. All deformity types were included to provide general applicability. The authors compiled a list of FAQs from patients undergoing ASD surgery and used a retrospective analysis to provide answers. All responses are reported as either the means or the proportions reaching the minimal clinically important difference at the 2-year follow-up interval. RESULTS:Of 689 patients with ASD who were eligible for 2-year follow-up, 521 (76%) had health-related quality-of-life scores available at the time of that follow-up. The mean age at the initial surgery was 58.2 years, and 78% of patients were female. The majority (73%) underwent surgery with a posterior-only approach. The mean number of fused levels was 12.2. Revision surgery accounted for 48% of patients. The authors answered 12 FAQs as follows:1. Will my pain improve? Back and leg pain will both be reduced by approximately 50%.2. Will my activity level improve? Approximately 65% of patients feel improvement in their activity level.3. Will I feel better about myself? More than 70% of patients feel improvement in their appearance.4. Is there a chance I will get worse? 4.1% feel worse at 2 years postoperatively.5. What is the likelihood I will have a complication? 67.8% will have a major or minor complication, with 47.8% having a major complication.6. Will I need another surgery? 25.0% will have a reoperation within 2 years.7. Will I regret having surgery? 6.5% would not choose the same treatment.8. Will I get a blood transfusion? 73.7% require a blood transfusion.9. How long will I stay in the hospital? You need to stay 8.1 days on average.10. Will I have to go to the ICU? 76.0% will have to go to the ICU.11. Will I be able to return to work? More than 70% will be working at 1 year postoperatively.12. Will I be taller after surgery? You will be 1.1 cm taller on average. CONCLUSIONS:The above list provides concise, practical answers to FAQs encountered in the SDM process while counseling patients for ASD surgery.
PMID: 33065535
ISSN: 1547-5646
CID: 4798412

A cost utility analysis of treating different adult spinal deformity frailty states

Brown, Avery E; Lebovic, Jordan; Alas, Haddy; Pierce, Katherine E; Bortz, Cole A; Ahmad, Waleed; Naessig, Sara; Hassanzadeh, Hamid; Labaran, Lawal A; Puvanesarajah, Varun; Vasquez-Montes, Dennis; Wang, Erik; Raman, Tina; Diebo, Bassel G; Vira, Shaleen; Protopsaltis, Themistocles S; Lafage, Virginie; Lafage, Renaud; Buckland, Aaron J; Gerling, Michael C; Passias, Peter G
The aim of this study was to investigate the cost utility of treating non-frail versus frail or severely frail adult spinal deformity (ASD) patients. 79 surgical ASD patients >18 years with available frailty and ODI data at baseline and 2-years post-surgery (2Y) were included. Utility data was calculated using the ODI converted to the SF-6D. QALYs utilized a 3% discount rate to account for decline to life expectancy (LE). Costs were calculated using the PearlDiver database. ICER was compared between non-operative (non-op.) and operative (op.) NF and F/SF patients at 2Y and LE. When compared to non-operative ASD, the ICER was $447,943.96 vs. $313,211.01 for NF and F/SF at 2Y, and $68,311.35 vs. $47,764.61 for NF and F/SF at LE. Frail and severely frail patients had lower cost per QALY compared to not frail patients at 2Y and life expectancy, and had lower ICER values when compared to a non-operative cohort of ASD patients. While these results support operative correction of frail and severely frail patients, it is important to note that these patients are often at worse baseline disability, which is closely related to frailty scores, and have more opportunity to improve postoperatively. Furthermore, there may be a threshold of frailty that is not operable due to the risk of severe complications that is not captured by this analysis. While future research should investigate economic outcomes at extended follow up times, these findings support the cost effectiveness of ASD surgery at all frailty states.
PMID: 33099349
ISSN: 1532-2653
CID: 4645652

Assessment of Surgical Procedural Time, Pedicle Screw Accuracy, and Clinician Radiation Exposure of a Novel Robotic Navigation System Compared With Conventional Open and Percutaneous Freehand Techniques: A Cadaveric Investigation

Vaccaro, Alexander R; Harris, Jonathan A; Hussain, Mir M; Wadhwa, Rishi; Chang, Victor W; Schroerlucke, Samuel R; Samora, Walter P; Passias, Peter G; Patel, Rakesh D; Panchal, Ripul R; D'Agostino, Sabino; Whitney, Nathaniel L; Crawford, Neil R; Bucklen, Brandon S
STUDY DESIGN/UNASSIGNED:Cadaveric study. OBJECTIVE/UNASSIGNED:To evaluate accuracy, radiation exposure, and surgical time of a new robotic-assisted navigation (RAN) platform compared with freehand techniques in conventional open and percutaneous procedures. METHODS/UNASSIGNED:Ten board-certified surgeons inserted 16 pedicle screws at T10-L5 (n = 40 per technique) in 10 human cadaveric torsos. Pedicle screws were inserted with (1) conventional MIS technique (L2-L5, patient left pedicles), (2) MIS RAN (L2-L5, patient right pedicles), (3) conventional open technique (T10-L1, patient left pedicles), and (4) open RAN (T10-L1, patient right pedicles). Output included (1) operative time, (2) number of fluoroscopic images, and (3) screw accuracy. RESULTS/UNASSIGNED:= .650). CONCLUSION/UNASSIGNED:RAN significantly improved accuracy and decreased radiation exposure in comparison to freehand techniques in both conventional open and percutaneous surgical procedures in cadavers. RAN significantly increased setup time compared with both conventional procedures.
PMCID:7485081
PMID: 32905729
ISSN: 2192-5682
CID: 4596412