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Orientation of the Upper-Most Instrumented Segment Influences Proximal Junctional Disease Following Adult Spinal Deformity Surgery

Lafage, Renaud; Line, Breton G; Gupta, Sachin; Liabaud, Barthelemy; Schwab, Frank; Smith, Justin S; Gum, Jeffrey L; Ames, Christopher P; Hostin, Richard; Mundis, Gregory M Jr; Kim, Han Jo; Bess, Shay; Klineberg, Eric; Lafage, Virginie
STUDY DESIGN: Retrospective review of a prospective database. OBJECTIVE: To define the role of sagittal orientation of the construct at the upper instrumented levels in the development of proximal junctional kyphosis (PJK) in adult spinal deformity (ASD) patients. SUMMARY OF BACKGROUND DATA: PJK following ASD surgery remains challenging. The final alignment of the upper instrumented vertebral segments has been proposed as a risk factor for PJK, but has not been fully investigated. METHODS: ASD patients with 2-yr follow-up and long posterior fusion to the pelvis were analyzed. Radiographic measurements included pelvic incidence (PI), lumbar lordosis (LL), pelvic tilt (PT), SVA, and 2 UIV parameters: UIV slope (UIV vs horizontal) and inclination of the proximal-end of the construct. UIV parameters were secondarily evaluated with regard to the compensatory impact of post-PJK increased PT (PREF). A comparison between PJK and non-PJK patients was performed, according to the UIV location (UT = upper thoracic or TL = thoracolumbar). RESULTS: 252 patients (mean age 61.5 yo, 83% F) were included. PJK incidence was 56% at 2-yrs. PJK patients had a greater change in lumbar lordosis and thoracic kyphosis than non-PJK patients. In the UT group, there was no difference in UIV slope for PJK vs non-PJK. However PJK patients had a smaller inclination of the upper instrumented segments vs vertical (p < 0.001) and the PREF (p = 0.005). Similarly, in the LT group, PJK patients had a posterior inclination vs. the vertical (p < 0.001) and the PREF (p = 0.041). CONCLUSION: Analysis revealed that a more posterior construct inclination was present in patients who developed PJK. These results support previous hypotheses suggesting that PJK may develop in response to excessive spinal realignment. Proper rod contouring, especially at the proximal end may reduce the risk of PJK. LEVEL OF EVIDENCE: 3.
PMID: 28441306
ISSN: 1528-1159
CID: 2544132

Complication rates associated with 3-column osteotomy in 82 adult spinal deformity patients: retrospective review of a prospectively collected multicenter consecutive series with 2-year follow-up

Smith, Justin S; Shaffrey, Christopher I; Klineberg, Eric; Lafage, Virginie; Schwab, Frank; Lafage, Renaud; Kim, Han Jo; Hostin, Richard; Mundis, Gregory M Jr; Gupta, Munish; Liabaud, Barthelemy; Scheer, Justin K; Diebo, Bassel G; Protopsaltis, Themistocles S; Kelly, Michael P; Deviren, Vedat; Hart, Robert; Burton, Doug; Bess, Shay; Ames, Christopher P
OBJECTIVE Although 3-column osteotomy (3CO) can provide powerful alignment correction in adult spinal deformity (ASD), these procedures are complex and associated with high complication rates. The authors' objective was to assess complications associated with ASD surgery that included 3CO based on a prospectively collected multicenter database. METHODS This study is a retrospective review of a prospectively collected multicenter consecutive case registry. ASD patients treated with 3CO and eligible for 2-year follow-up were identified from a prospectively collected multicenter ASD database. Early ( 6 weeks after surgery) complications were collected using standardized forms and on-site coordinators. RESULTS Of 106 ASD patients treated with 3CO, 82 (77%; 68 treated with pedicle subtraction osteotomy [PSO] and 14 treated with vertebral column resection [VCR]) had 2-year follow-up (76% women, mean age 60.7 years, previous spine fusion in 80%). The mean number of posterior fusion levels was 12.9, and 17% also had an anterior fusion. A total of 76 early (44 minor, 32 major) and 66 delayed (13 minor, 53 major) complications were reported, with 41 patients (50.0%) and 45 patients (54.9%) affected, respectively. Overall, 64 patients (78.0%) had at least 1 complication, and 50 (61.0%) had at least 1 major complication. The most common complications were rod breakage (31.7%), dural tear (20.7%), radiculopathy (9.8%), motor deficit (9.8%), proximal junctional kyphosis (PJK, 9.8%), pleural effusion (8.5%), and deep wound infection (7.3%). Compared with patients who did not experience early or delayed complications, those who had these complications did not differ significantly with regard to age, sex, body mass index, Charlson Comorbidity Index, American Society of Anesthesiologists score, smoking status, history of previous spine surgery or spine fusion, or whether the 3CO performed was a PSO or VCR (p >/= 0.06). Twenty-seven (33%) patients had 1-11 reoperations (total of 44 reoperations). The most common indications for reoperation were rod breakage (n = 14), deep wound infection (n = 15), and PJK (n = 6). The 24 patients who did not achieve 2-year follow-up had a mean of 0.85 years of follow-up, and the types of early and delayed complications encountered in these 24 patients were comparable to those encountered in the patients that achieved 2-year follow-up. CONCLUSIONS Among 82 ASD patients treated with 3CO, 64 (78.0%) had at least 1 early or delayed complication (57 minor, 85 major). The most common complications were instrumentation failure, dural tear, new neurological deficit, PJK, pleural effusion, and deep wound infection. None of the assessed demographic or surgical parameters were significantly associated with the occurrence of complications. These data may prove useful for surgical planning, patient counseling, and efforts to improve the safety and cost-effectiveness of these procedures.
PMID: 28291402
ISSN: 1547-5646
CID: 2749862

Principal radiographic characteristics for cervical spinal deformity: A health-related quality of life analysis

Bao, Hongda; Varghese, Jeffrey; Lafage, Renaud; Liabaud, Barthelemy; Diebo, Bassel; Ramchandran, Subaraman; Day, Louis; Jalai, Cyrus; Cruz, Dana; Errico, Thomas; Protopsaltis, Themistocles; Passias, Peter; Buckland, Aaron; Qiu, Yong; Schwab, Frank; Lafage, Virginie
STUDY DESIGN: Retrospective study OBJECTIVE:: To propose radiographic characteristics of patients with cervical disability and to investigate the relevant parameters when assessing cervical alignment. SUMMARY OF BACKGROUND DATA: Although cervical kyphosis is traditionally recognized as presentation of cervical deformity, an increasing number of studies demonstrated that cervical kyphosis may not equal cervical deformity. Therefore, several other differentiating criteria for cervical deformity should be investigated and supported with quality of life scores. METHODS: A database of full-body radiographs was retrospectively reviewed. Patients without previous cervical surgery, with a well aligned thoracolumbar profile (defined as T1 pelvis angle (TPA) <15 degrees ) and with an available Neck Disability Index (NDI) score were reviewed in this study. Subjects were stratified into an asymptomatic (64 subjects with NDI15, VAS neck>3, or VAS arm>3). Independent t-tests were performed to investigate differences between two groups. Logistic regressions and principle component analyses were then performed. RESULTS: NDI averaged 5.43 in asymptomatic group, significantly smaller than symptomatic group (5.43 vs. 41.25). T-test revealed that C2-C7 SVA, McGregor slope (McGS) and the slope of line of sight (SLS were significantly different while C2C7 angle (Cervical curvature, CC) did not show statistical difference (P = 0.09). Logistic regressions were performed using the significantly different parameters as well as CC. Results identified C2-C7 SVA and SLS as independent risk factors for low HRQoL. The principle component analysis, lead to a new factor (0.55 x C2C7 SVA + 0.34 x C0C2 + 0.77 x CC) with strong correlations with NDI, VAS and EQ5D measurements. CONCLUSION: The traditional concept of cervical kyphosis should not be regarded as a standalone criterion of cervical deformity. The most clinically relevant components of cervical analysis are the C2-C7 SVA, C0C2 angle and C2C7 angle. In addition, the three components should be assessed in together in harmony and not individually. LEVEL OF EVIDENCE: 4.
PMID: 28277386
ISSN: 1528-1159
CID: 2477252

Adult Scoliosis Deformity Surgery: Comparison of Outcomes Between 1 vs. 2 Attending Surgeons

Gomez, Jaime A; Lafage, Virginie; Scuibba, Daniel M; Bess, Shay; Mundis, Gregory M Jr; Liabaud, Barthelemy; Hanstein, Regina; Shaffrey, Christopher; Kelly, Michael; Ames, Christopher; Smith, Justin S; Passias, Peter G; Errico, Thomas; Schwab, Frank
STUDY DESIGN: Retrospective review of prospectively collected data. OBJECTIVE: Assess outcomes of adult spinal deformity (ASD) surgery performed by 1 vs. 2 attending surgeons. SUMMARY OF BACKGROUND DATA: ASD centers have developed 2-attending teams in order to improve efficiency; their effects on complications and outcomes have not been reported. METHODS: ASD patients with >/=5 levels fused and > 2-year follow-up were included. Estimated blood loss (EBL), length of stay (LOS), operating room (OR) time, complications, quality of life (HRQOL) and X-rays were analyzed. Outcomes were compared between 1-surgeon (1S) and 2-surgeon (2S) centers. A deformity-matched cohort was analyzed. RESULTS: 188 patients in 1S and 77 in 2S group were included. 2S group patients were older and had worse deformity based on the SRS-Schwab classification (p < 0.05). There were no significant differences in levels fused (p = 0.57), LOS (8.7 vs. 8.9 days), OR time (445.9 vs. 453.2 min) or EBL (2008 vs. 1898 cc; p > 0.05). 2S patients had more 3-column osteotomies (3CO; p < 0.001) and used less bone morphogenetic protein 2 (BMP-2; 79.9 vs. 15.6%; p < 0.001). The 2S group had fewer intra-operative complications (1.3 vs. 11.1%; p = 0.006). Post-operative (6-weeks to 2-year) complications were more frequent in the 2S group (4.8 vs. 15.6%; p < 0.002). After matching for deformity, there were no differences in LOS (9.1 vs. 10.1 days), OR time (467.8 vs. 508.4 min) or EBL (3045 vs. 2247 cc; p = 0.217). 2S group used less BMP-2 (20.6 vs. 84.8%; p < 0.001), had fewer intra-operative complications (p = 0.015) but post-operative complications due to instrumentation failure/pseudarthrosis were more frequent (p < 0.01). CONCLUSIONS: No significant differences were found in LOS, OR time or EBL between the 1S and 2S groups, even when matching for severity of deformity. 2S group had less BMP-2 use, fewer intra-operative complications but more post-operative complications. LEVEL OF EVIDENCE: 2.
PMID: 28098740
ISSN: 1528-1159
CID: 2413932

Thoracolumbar Realignment Surgery Results in Simultaneous Reciprocal Changes in Lower Extremities and Cervical Spine

Day, Louis M; Ramchandran, Subaraman; Jalai, Cyrus M; Diebo, Bassel G; Liabaud, Barthelemy; Lafage, Renaud; Protopsaltis, Themistocles; Passias, Peter G; Schwab, Frank J; Bess, Shay; Errico, Thomas J; Lafage, Virginie; Buckland, Aaron J
STUDY DESIGN: Retrospective clinical and radiographic single-center study OBJECTIVE.: Assess simultaneous cervical spine and lower extremity compensatory changes with changes in thoracolumbar spinal alignment. SUMMARY OF BACKGROUND DATA: Full-body stereoradiographic imaging allows better understanding of reciprocal changes in cervical and lower extremity alignment in the setting of thoracolumbar malalignment. Few studies describe the simultaneous effect of alignment correction on these mechanisms. METHODS: Patients >/=18 years undergoing instrumented thoracolumbar fusion without previous cervical spine fusion, hip, knee or ankle arthroplasty were included. Spinopelvic, lower extremity and cervical alignment were assessed from full-body standing stereoradiographs using validated software. Patients were matched for pelvic incidence and stratified based on baseline T1-pelvic angle (TPA) as: TPA-Low <14 degrees , TPA-Moderate =14-22 degrees and TPA-High >22 degrees . Perioperative changes between baseline and first postoperative visit <6 months in lower extremity alignment (pelvic shift: P Shift, sacrofemoral angle: SFA, Knee Angle: KA, Ankle Angle: AA, global sagittal axis: GSA) and cervical alignment (C0-C2 angle, C2-slope, C2-C7 lordosis and C2-C7 SVA:cSVA) were correlated with change in magnitude of TPA and sagittal vertical axis (SVA) correction. RESULTS: After matching, 87 patients were assessed. Increasing baseline TPA severity associated with a progressive increase in all regional spinopelvic parameters except thoracic kyphosis, in addition to increased SFA, P Shift, KA, GSA, and C2-C7 lordosis. As TPA correction increased, there was a reciprocal reduction in SFA, KA, P Shift, GSA and C2-C7 lordosis. Change in SVA correlated most with change in GSA (r = 0.886), P Shift (r = 0.601), KA (r = 0.534) and C2-C7 lordosis (r = 0.467). Change in TPA correlated with change in SFA (r = 0.372) while SVA did not. CONCLUSIONS: Patients with thoracolumbar malalignment exhibit compensatory changes in cervical spine and lower extremity simultaneously in the form of cervical hyperlordosis, pelvic shift, knee flexion, and pelvic retroversion. These compensatory mechanisms resolve reciprocally in a linear fashion following optimal surgical correction. LEVEL OF EVIDENCE: 3.
PMID: 27755494
ISSN: 1528-1159
CID: 2279952

Full-Body Analysis of Age-Adjusted Alignment in Adult Spinal Deformity Patients and Lower-Limb Compensation

Jalai, Cyrus M; Cruz, Dana L; Diebo, Bassel G; Poorman, Gregory; Lafage, Renaud; Bess, Shay; Ramachandran, Subaraman; Day, Louis M; Vira, Shaleen; Liabaud, Barthelemy; Henry, Jensen K; Schwab, Frank J; Lafage, Virginie; Passias, Peter G
STUDY DESIGN: Single-center retrospective review. OBJECTIVE: This study evaluates the impact of increasing spinal deformity deviation from age-adjusted alignment ideals on lower extremity compensation. SUMMARY OF BACKGROUND DATA: Though current understanding of compensatory mechanisms in adult spinal deformity (ASD) is progressing due to full-body stereographic assessment, the impact of age-adjusted deformity targets on lower limb compensation remains unexamined. METHODS: ASD patients >/=18 years with biplanar full-body stereographic x-rays were included. Patients were stratified into age cohorts: <40y, 40-65y, >/=65y. Age-specific alignment goals (IDEAL) for pelvic tilt (PT), spino-pelvic mismatch (PI-LL), sagittal vertical axis (SVA), and T1 pelvic angle (TPA) were calculated for each patient using published formulas and compared to patients' real (ACTUAL) radiographic parameters. The difference between ACTUAL and IDEAL alignment (OFFSET) was calculated. ANOVA compared ACTUAL, IDEAL, and OFFSET between age groups, and OFFSET was correlated with lower-limb compensation (SFA: sacrofemoral angle, PS: pelvic shift, KA: knee angle, AA: ankle angle). RESULTS: 778 ASD patients (74.1% female) were included. ACTUAL and IDEAL alignments matched for PT (p = 0.37) in patients <40yrs, SVA (p = 0.12) in patients 40-65 yrs and PT, SVA and TPA (p > 0.05) in patients >/=65yrs. SVA and TPA OFFSETs decreased significantly with increasing age (p<0.001). Hip extension correlated with all OFFSETs in patients <40yrs (positively with PT, PI-LL, TPA; negatively with SVA). Knee flexion correlated with PI-LL, SVA, TPA, across all age groups with strongest correlations (0.52540yr) age groups. Posterior pelvic displacement correlated positively with all OFFSET groups, and was highest (0.526
PMID: 27974739
ISSN: 1528-1159
CID: 2363562

Under-correction of sagittal deformities based on age-adjusted alignment thresholds leads to worse HRQOL while over-correction provides no additional benefit [Meeting Abstract]

Scheer, J K; Lafage, R; Liabaud, B; Schwab, F; Smith, J; Mundis, G; Hostin, R; Shaffrey, C; Burton, D; Kim, H J; Bess, S; Gupta, M; Lafage, V; Ames, C
Introduction: Recent research in sagittal plane proposed ageadjusted alignment thresholds. However, impact of these thresholds on postoperative HRQL is yet to be investigated. This study aims to compare 2 yr clinical outcomes of patients (pts) who underwent surgical reconstructions based on their achievement to age-adjusted alignment ideals. Material and Methods: Retrospective review of prospectively collected database. Patients were included if > 18 years, underwent surgical correction of adult spinal deformity with a complete 2 yr FU. Pts were stratified into 3 groups based on achievement of age-adjusted thresholds in pelvic tilt (PT), pelvic incidence minus lumbar lordosis (PI-LL), sagittal vertical axis (SVA). First group included pts who reached the exact age-adjusted threshold +/-10 yrs (MATCHED), other two groups included pts who were over corrected (OVER), and under corrected (UNDER). Clinical outcomes including actual value and offset from age-adjusted ODI, SF36-PCS and SRS-22 (PROM) were compared between groups at 2 yr FU. Results: 343 patients (57.0 years and 83% F) were included. Sagittal profile of the population was: PT = 23.6degree, SVA = 65.8mm, PI-LL = 15.6degree. At 2-year follow-up there was a significant improvement in all sagittal modifiers with 25.7%, 24.3% and 33.1% of the patients matching their age alignment targets in terms of PT, PI-LL and SVA respectively. For PT and PI-LL the 3 groups (MATCHED, OVER, UNDER) had comparable values and offsets from age-adjusted PROM. However, for SVA groups, patients in UNDER had significantly worse HRQOL than the two other groups. Patients in PT, PI-LL, and SVA UNDER groups were significantly younger than the other groups, P < .05. Conclusion: At 2 yr following ASD surgical treatment only 24.3% to 33.1% of the pts reached age-adjusted alignment thresholds. Those under corrected in SVA demonstrated worse clinical outcomes. No significant improvements were found between matched and overcorrected pts, with overcorrection being an established risk for PJK. These results further emphasize the need for patient specific operative planning
EMBASE:616656637
ISSN: 2192-5690
CID: 2620392

Variability Over Time of Preoperative Sagittal Alignment Parameters: Radiographic and Clinical Considerations

Menga, Emmanuel N; Spiegel, Matthew A; Vira, Shaleen; Lafage, Renaud; Henry, Jensen K; Liabaud, Barthelemy; Oren, Jonathan H; Worley, Nancy; Schwab, Frank J; Errico, Thomas J; Lafage, Virginie; Protopsaltis, Themistocles S
STUDY DESIGN: Retrospective review OBJECTIVE.: To evaluate preoperative variability in radiographic sagittal parameters in adult spinal deformity (ASD). SUMMARY OF BACKGROUND DATA: In ASD surgical planning, deformity magnitude is determined from pre-op radiographs. The are no studies evaluating the clinical relevance and timing to repeat radiographs during interval clinic visits and timing to repeat radiograph for preoperative planning. METHODS: 139 ASD patients with minimum two pre-operative full body spine x-rays were included. Cervical, thoracic, lumbar, pelvic, and hip/knee sagittal alignment parameters were analyzed using dedicated spine measurement software. Patients were grouped by time intervals between x-rays: A: /=21 weeks. Changes in sagittal parameters were correlated to age and deformity magnitude (T1 pelvic angle [TPA] or pelvic tilt [PT] >20 degrees ). RESULTS: The cohort had mean age 59 years, mean BMI 27, 30% males, 95 patients with no prior spine surgery and 44 patients at minimum nine months since prior spine surgery. There were 25 patients in Group A, 38 in B, and 71 in C. All radiographic measures showed good time-based consistency at intervals <21 weeks (Groups A and B). Group C had significant increases in PT (1.5 degrees ) and hip extension (2.1 degrees ) (p < 0.05). These changes were greater in Group C patients with previous surgery (PT 3.7 degrees ; p < .006, hip extension 3.2 degrees ; p < .025). Greater interval changes in parameters were also associated with higher magnitude of deformity and younger patient age. CONCLUSIONS: All sagittal radiographic parameters were statistically consistent at intervals < 21 weeks. In patients with >21 weeks between interval x-rays, change in PT was greater than the standard error of measurement for patients with prior surgery or severe deformity. Consideration should be made to obtain new x-rays for adult spinal deformity patients when the interval between clinical visits exceeds 5 months. LEVEL OF EVIDENCE: 4.
PMID: 27120056
ISSN: 1528-1159
CID: 2092522

Predicting Cervical Alignment Required to Maintain Horizontal Gaze Based on Global Spinal Alignment

Diebo, Bassel G; Challier, Vincent; Henry, Jensen K; Oren, Jonathan H; Spiegel, Matthew Adam; Vira, Shaleen; Tanzi, Elizabeth M; Liabaud, Barthelemy; Lafage, Renaud; Protopsaltis, Themistocles S; Errico, Thomas J; Schwab, Frank J; Lafage, Virginie
STUDY DESIGN: Retrospective cohortObjective. To investigate the cervical alignment necessary for the maintenance of horizontal gaze depends on underlying thoracolumbar alignment SUMMARY OF BACKGROUND DATA.: Cervical curvature (CC) is affected by thoracic and global alignment. Recent studies suggest large variability in normative CC ranging from lordotic to kyphotic alignment. No previous studies have assessed the effect of global spinal alignment on CC in maintenance of horizontal gaze. METHODS: Patients without previous history of spinal surgery and were able to maintain their horizontal gaze while undergoing full body imaging were included. Patients were stratified based on thoracic kyphosis (TK) into (<30, 30-40, 40-50 and >50) then by SRS-Schwab sagittal vertical axis (SVA) modifier into (posterior alignment SVA<0, aligned 0-50 and malaligned >50 mm). Cervical alignment was assessed among SVA grade in TK groups. Stepwise linear regression analysis was applied on random selection of 60% of the population. A simplified formula was developed and validated on the remaining 40%. RESULTS: In each TK group (n = 118, 137, 125, 197), lower cervical curvature (C2-C7) was significantly more lordotic by increased Schwab SVA grade. T1 slope and cervical SVA significantly increased with increased thoracolumbar (C7-S1) SVA. Upper cervical curvature (C0-C2) and mismatch between T1 slope and cervical curvature (T1-CL) were similar. Regression analysis revealed LL minus TK (LL-TK) as an independent predictor (r = 0.640, r2 = 0.410) with formula: CC = 10 - (LL-TK)/2. Validation revealed that the absolute difference between the predicted CC and the actual CC was 8.5 degrees . Moreover, 64.2% of patients had their predicted C2-C7 values were within 10 degrees of the actual CC. CONCLUSIONS: Cervical kyphosis may represent normal alignment in a significant number of patients. However, in patients with SVA >50 and greater thoracic curvatures, cervical lordosis is needed to maintain the gaze. Cervical alignment can be predicted from underlying TK and lumbar lordosis, which may be clinically relevant when considering correction for thoracolumbar or cervical deformityLevel of Evidence: 3.
PMCID:5577814
PMID: 27196017
ISSN: 1528-1159
CID: 2112252

52 - An Updated Analysis of Gravity Line with Pelvic and Lower Limb Compensation: Now Where Do We Stand?

Lafage, Virginie; Obeid, Ibrahim; Lafage, Renaud; Liabaud, Barthelemy; Varghese, Jeffrey; Bao, Hongda; Elysee, Jonathan; Day, Louis M; Cruz, Dana; Ramchandran, Subaraman; Bess, Shay; Protopsaltis, Themistocles S; Passias, Peter G; Buckland, Aaron J; Schwab, Frank J
CINAHL:118698471
ISSN: 1529-9430
CID: 2308682